Head Of Investment Compliance

At Franklin Templeton were driving our industry forward by developing new and innovative ways to help our clients achieve their investment goals Our dynamic and diversified firm spans asset management wealth management and fintech offering many ways to help investors make progress toward their goals Our talented teams working around the globe bring expertise thats both broad and unique From our welcoming inclusive and flexible culture to our global and diverse business we offer opportunities not only to help you reach your potential but also to contribute to our clients achievements Come join us in delivering better outcomes for our clients around the world We are seeking a highly experienced and motivated Head of Investment Compliance to lead a dynamic team of compliance professionals This individual will play a key leadership role in ensuring portfolio and trading desk compliance driving strategic compliance initiatives and engaging with senior stakeholders across the business This position is critical to maintaining the integrity of our investment activities and will contribute directly to shaping the compliance culture within the organization MID SENIOR LEVELWhat are the ongoing responsibilities of this positionTeam Leadership Development Lead mentor and develop a team of compliance professionals Plan prioritize and align team objectives with departmental goals and ensure ongoing skill development Portfolio Trading Desk Compliance Ensure compliance with investment mandates and trading desk procedures trade allocation errors best execution etc across funds Stakeholder Relationship Management Partner with internal teams including Senior Managers from the investment team legal regulatory compliance risk operations and accounting Act as a trusted advisor and provide expert compliance guidance across functions Regulatory Compliance Reporting Oversee all regulatory filings and internal external compliance certifications Ensure timely and accurate reporting to SEBI RBI AMC Trustee Boards and other regulatory bodies Compliance Systems Process Oversight Manage compliance operations on platforms such as Quantis Charles River and Aladdin including new account setup rule implementation and pre post trade compliance monitoring Project Leadership Lead and participate in compliance-related projects including system upgrades and new regulatory implementations Provide strategic input and technical oversight Training Change Management Develop and deliver training programs to trading desks and investment teams with a focus on evolving regulatory landscapes Creative Problem Solving Risk Mitigation Identify compliance risks and develop proactive solutions Continuously improve monitoring procedures systems and internal controls What qualifications skills and experience would help someone to be successfulExperience Minimum 15 years in the investment management industry with at least 10 years in a compliance leadership role with a focus on investment compliance Experience working with Indian mutual fund regulations SEBI AMFI across asset classes including equities fixed income and derivatives Proven success in managing high-performing teams and handling complex compliance projects Education Certifications Bachelors degree in Accounting Finance or Business Administration MBA is a plus Professional certifications such as CFA or FRM are highly desirable Technical Functional Skills Strong knowledge of compliance systems Quantis Charles River Aladdin Proficiency in MS Office and MS Project Excellent analytical problem-solving and decision-making skills Leadership Communication Strong stakeholder management and interpersonal skills Ability to influence across levels and present complex ideas with clarity Demonstrated ability to balance strategic vision with operational detail Attributes for Success Highly motivated trustworthy and independent Creative thinker with a proactive solutions-oriented mindset Able to manage multiple priorities in a dynamic environment Committed to fostering a culture of compliance and continuous improvement Other Requirements Willingness to travel as required Job Level - ManagerWork Shift Timings - 9 00 AM - 6 00 PM ISTExperience our welcoming culture and reach your professional and personal potential Our culture is shaped by our diverse global workforce and strongly held core values Regardless of your interests lifestyle or background theres a place for you at Franklin Templeton We provide employees with the tools resources and learning opportunities to help them excel in their career and personal life By joining us you will become part of a culture that focuses on employee well-being and provides multidimensional support for a positive and healthy lifestyle We understand that benefits are at the core of employee well-being and may vary depending on individual needs Whether you need support for maintaining your physical and mental health saving for lifes adventures taking care of your family members or making a positive impact in your community we aim to have them covered Highlights of our benefits include Professional development growth opportunities through in-house classes and over 150 Web-based training coursesAn educational assistance program to financially help employees seeking continuing educationMedical Life and Personal Accident Insurance benefit for employees Medical insurance also cover employees dependents spouses children and dependent parents Life insurance for protection of employees familiesPersonal accident insurance for protection of employees and their familiesPersonal loan assistanceEmployee Stock Investment Plan ESIP Annual recognition programmeVolunteer services and paid time off for volunteering12 weeks Paternity leaveLocated in the heart of Mumbai in the One International Centre with spectacular views of the buzzing cityWalking distance of 100 meters from Western Central railway station accessible by road and local rail from all parts of the cityFranklin Templeton is an Equal Opportunity Employer We are committed to providing equal employment opportunities to all applicants and existing employees and we evaluate qualified applicants without regard to ancestry age color disability genetic information gender gender identity or gender expression marital status medical condition military or veteran status national origin race religion sex sexual orientation and any other basis protected by federal state or local law ordinance or regulation Franklin Templeton is committed to fostering a diverse and inclusive environment If you believe that you need an accommodation or adjustment to search for or apply for one of our positions please send an email to In your email please include the accommodation or adjustment you are requesting the job title and the job number you are applying for It may take up to three business days to receive a response to your request Please note that only accommodation requests will receive a response