Senior Compliance Officer

Job Title: Senior Compliance OfficerThis role is responsible for developing and implementing a comprehensive compliance strategy framework that aligns with the company's goals and regulatory requirements.Key Responsibilities:

Key ResponsibilitiesAdhere to laws, regulations and company policies during the system build process.Develop, implement and maintain compliance policies and procedures.Conduct training sessions for employees on compliance requirements and best practices.Presentation of compliance reports to senior management and regulatory bodies.Lead a team of compliance...

Job Overview">To support the compliance team in handling all aspects of compliance operations.The Senior Executive will manage internal and external correspondence with regulatory bodies, track and escalate regulatory communications, maintain lists of members, monitor alerts from financial intelligence units, and disseminate guidelines as applicable....

This role is for one of Weekday's clientsMin Experience: 4 yearsLocation: MumbaiJobType: full-timeRequirementsWe are seeking a dedicated and detail-oriented Compliance Officer with at least 4+ years of experience in the financial services industry, with a strong focus on Regulatory Investment Advisory (RIA), Non-Discretionary (ND) portfolio management,...

Candidates with CS qualification Must and LLB Preferred degree from Real estate commercial experience or REIT experience in managing Listed company compliance SEBI Compliance manageing multiple company subsidiaries should apply Ensure compliance with SEBI regulations SEBI LODR Listing Obligations and Disclosure Requirements Companies Act listing...

Job Title: Compliance OfficerJob Summary:We are seeking a detail-oriented and organized Compliance Officer to join our team.The successful candidate will be responsible for ensuring compliance with various laws and regulations, including the Companies Act, 2013.This is a fantastic opportunity for an individual who wants to work in a dynamic environment and...

Job Title: Compliance OfficerJob DescriptionThe role of a Compliance Officer is to ensure that all customer interactions are conducted in accordance with relevant laws, regulations and company policies. This involves performing customer due diligence checks, verifying customer information, conducting background checks on new clients, partners and vendors,...

Job Title: Compliance Officer ROLE SUMMARY In this role, you will have the opportunity to leverage your expertise in credit regulations and compliance to drive business growth. The ideal candidate will have a strong understanding of regulatory requirements and the ability to communicate complex information effectively.

Our client a leading NBFC is looking to hire a Senior Manager- Secretarial and Compliance for their 𝗠𝘂𝗺𝗯𝗮𝗶 office.An ideal candidate should have a PQE of 𝟱-𝟳 𝘆𝗲𝗮𝗿𝘀 and experience of working on secretarial matters and should be well versed in RBI and SEBI compliances.Prior experience of working with an NBFC or a debt...

Our client a leading NBFC is looking to hire a Senior Manager- Secretarial and Compliance for their Mumbai office. An ideal candidate should have a PQE of 5-7 years and experience of working on secretarial matters and should be well versed in RBI and SEBI compliances. Prior experience of working with an NBFC or a debt listed entity preferred. Interested...