
Head of Compliance
4 weeks ago
Artha Group is a performance-led investment house managing over ₹1,250 crores (USD 150M+) across five fund platforms including Artha Venture Fund, Artha Select Fund, and Artha Continuum Fund. Our vertically integrated model spans venture capital, renewable energy assets, and global fund-of-fund structures. With 130+ investments and 30+ successful exits, we operate with discipline, foresight, and long-term conviction.
In a firm where multiple entities, funds, and jurisdictions converge, compliance is not just a support function it's an institutional safeguard. We are now seeking a Head of Compliance to lead our governance and regulatory operations with precision, velocity, and zero deviation.
Role Overview
As the Head of Compliance, you will lead Artha Group's enterprise-wide compliance framework across domestic and global fund structures, private entities, LLPs, and investor-facing mandates. This is a senior leadership role best suited for a Company Secretary with a decade of experience and deep familiarity with SEBI-regulated AIFs and fund governance protocols.
Your core responsibility is to protect the firm without slowing its momentum. You will establish robust compliance systems, ensure timely reporting across regulators, elevate risk visibility for leadership, and uphold the integrity of every statutory and investor-facing process. Beyond rule-following, your role is to bring structure, foresight, and credibility to every legal or regulatory interface Artha touches.
Function: Regulatory Compliance | Legal Governance | Risk Mitigation
Level: Department Head
Key Responsibilities
Governance, Frameworks & Regulatory Leadership
- Design and manage the compliance operating system for Artha's multi-entity structure - including LLPs, Pvt Ltds, domestic AIFs, and offshore vehicles
- Serve as the principal custodian of all group-level filings, registers, and board governance documentation
- Develop and enforce a central compliance calendar that integrates statutory, regulatory, fund-specific, and investor requirements - ensuring zero lapses across reporting cycles
SEBI, AIF & Fund-Level Compliance
- Oversee complete adherence to SEBI (AIF) Regulations, CSCRF requirements, and associated circulars across all regulated funds
- Lead compliance during fund audits, registration reviews, and investor grievance resolutions
- Ensure proper execution of drawdowns, unit allotments, investor reporting, and SEBI inspection readiness across fund platforms
- Serve as the regulatory interface for fund formation, trust structuring, IFSCA filings, and PPM reviews - ensuring seamless alignment between intent, documentation, and statutory benchmarks
Investor Compliance & Onboarding Protocols
- Build and maintain compliant investor journeys - across onboarding, AML/KYC verifications, contribution acknowledgements, demat declarations, and policy undertakings
- Ensure investor grievance redressal systems are active, audit-logged, and aligned with SEBI expectations
- Maintain comprehensive, digital documentation of investor communications and compliance-related resolutions
Entity & Operational Compliance
- Manage end-to-end entity-level compliance - spanning ROC/MCA filings, director appointments, statutory registers, capital restructuring, and name changes
- Ensure alignment across labour regulations, Shops & Establishment Acts, PF/ESI provisions, and employment compliances in collaboration with HR and legal
- Coordinate with tax advisors and finance teams on cross-border and domestic compliance matters, including capital flow documentation, foreign investment disclosures, and regulatory declarations
Risk Management, Reporting & Documentation
- Establish reporting rhythms for leadership - surfacing upcoming obligations, deviation risks, audit timelines, and resolution updates
- Ensure documentation standards across all filings, registers, and submissions are audit-grade, version-controlled, and inspection-ready
- Maintain governance discipline across digital folders, CLM systems, investor records, and regulatory communications
Leadership & Internal Collaboration
- Build and manage a high-trust compliance team with a reputation for precision, pace, and discretion
- Serve as the go-to partner for legal, finance, investment, and operations teams - ensuring compliance is embedded in strategy, not isolated from it
- Champion a culture of documentation, deadline integrity, and compliance-first decision making across the organization
Who You Are
- Qualified Company Secretary (CS) with 10+ years of compliance experience, including 4–5 years in SEBI-regulated fund environments
- Demonstrated expertise in managing governance across complex fund and entity structures both domestic and cross-border
- Known for building systems that scale and flag risks before they escalate
- Comfortable representing the firm before auditors, regulators, and statutory bodies with confidence and clarity
- Exceptional attention to detail, yet grounded in commercial understanding and operational context
- Proficient with digital compliance systems, workflow trackers, and regulatory documentation management
Compensation:
- Total Annual Compensation: ₹37,50,000
- Fixed Annual Salary: ₹32,00,000
- Retention bonus: ₹3,00,000 (Paid annually)
- ESOPS: ₹2,50,000 (as per vesting policy)
-
Head of Compliance
3 weeks ago
Mumbai, Maharashtra, India Artha Group Full timeAbout Artha Group Artha Group is a performance-led investment house managing over ₹1,250 crores (USD 150M+) across five fund platforms including Artha Venture Fund, Artha Select Fund, and Artha Continuum Fund. Our vertically integrated model spans venture capital, renewable energy assets, and global fund-of-fund structures. With 130+ investments and 30+...
-
Head - Compliance - CS
3 weeks ago
Mumbai, Maharashtra, India Artha Group Full timeAbout Artha Group:- Artha Group is a performance-led investment house managing over - 1,250 crores (USD 150M+) across five fund platforms including Artha Venture Fund, Artha Select Fund, and Artha Continuum Fund.- Our vertically integrated model spans venture capital, renewable energy assets, and global fund-of-fund structures.- With 130+ investments and 30+...
-
Head of Legal Compliance
4 weeks ago
Mumbai, Maharashtra, India CapitalXB Full timeExperience Required: 10+ years PQEReporting To: Executive DirectorAbout the Company:We are a Factoring NBFC, with AD Category III license, committed to providing innovative financial solutions with a strong focus on regulatory compliance and governance. Currently we are focusing on the domestic and export factoring and structured transactions in the trade...
-
Head of Legal Compliance
3 weeks ago
Mumbai, Maharashtra, India CapitalXB Full timeExperience Required: 10+ years PQE Reporting To: Executive Director About the Company: We are a Factoring NBFC, with AD Category III license, committed to providing innovative financial solutions with a strong focus on regulatory compliance and governance. Currently we are focusing on the domestic and export factoring and structured transactions in the...
-
Head of Legal Compliance
3 weeks ago
Mumbai, Maharashtra, India CapitalXB Full timeExperience Required: 10+ years PQE Reporting To: Executive Director About the Company: We are a Factoring NBFC, with AD Category III license, committed to providing innovative financial solutions with a strong focus on regulatory compliance and governance. Currently we are focusing on the domestic and export factoring and structured transactions in the trade...
-
Head Of Investment Compliance
3 weeks ago
Mumbai, Maharashtra, India Franklin Templeton Investments Full timeAt Franklin Templeton were driving our industry forward by developing new and innovative ways to help our clients achieve their investment goals Our dynamic and diversified firm spans asset management wealth management and fintech offering many ways to help investors make progress toward their goals Our talented teams working around the globe bring...
-
Head - Quality & Regulatory Compliance
4 weeks ago
Mumbai, Maharashtra, India Getinge Full timeJob Overview:We are seeking an experienced and visionary Head of Quality and Regulatory Compliance (QRC) to lead and oversee all aspects of Quality Assurance and Regulatory Affairs in India. This senior leadership role is responsible for ensuring compliance with Medical Devices Rules 2017 and global quality standards, while building and executing a long-term...
-
Mumbai, Maharashtra, India MavenHasten Consulting Private Limited Full timeWe are urgently hiring for the position of Head- Compliance for one of our Gaming Technology Client (Listed Entity) in Mumbai.Position Details:Company: Gaming Technology Company (Listed Entity)Position: Head- ComplianceLocation: Mumbai (Worli)Education: Qualified CSSalary: As per the industryExperience: Around 10-20 years of experience in Compliance and...
-
Business Head
3 days ago
Mumbai, Maharashtra, India Skillventory Full time ₹ 20,00,000 - ₹ 25,00,000 per yearRole & responsibilities :Business Head/Credit Head - Supply Chain Finance Location: Mumbai Function: Business / Supply Chain Finance We are looking for a strategic and growth-focused leader to drive our Supply Chain Finance verticalowning the P&L, forging ecosystem partnerships, spearheading product innovation, and building a robust, tech-enabled financing...
-
Head of Investment Compliance
2 weeks ago
Mumbai, Maharashtra, India Michael Page Full timeOpportunity to work with a leading AMCOpportunity to work directly with the senior managementAbout Our ClientLeading AMC playerJob DescriptionTeam Leadership & Development Lead, mentor, and develop a team of compliance professionals. Plan, prioritize, and align team objectives with departmental goals and ensure ongoing skill development.Portfolio & Trading...