Investment Compliance

In depth knowledge of regulatory requirements including Investment Company Act of 1940, Internal Revenue Code, UCITS, 2a-7, etc. - Preferred experience with and understanding of one or many regulatory body requirements not limited to SEC, IRS, Commodity Futures Trading Commission (CFTC), Undertakings for Collective Investment in Transferable Securities...

Job Title: CoderAs a key member of our team, you will be responsible for coding and testing compliance logic in BQL. The successful candidate will have hands-on experience with BlackRock Aladdin, particularly in Compliance, BQL, and Macro Libraries.Key Skills:BlackRock Aladdin: Hands-on experience in Configuration Master and understanding of Investment...

Job Summary:We are seeking a seasoned Portfolio Manager to establish and enforce investment restrictions and limits in line with regulatory requirements and fund mandates. You will be responsible for resolving pre- and post-trade compliance exceptions, analyzing repetitive system alerts, and collaborating with various teams to ensure appropriate limit...

It's fun to work in a company where people truly BELIEVE in what they're doing! - We're committed to bringing passion and customer focus to the business._ Job Description Key Responsibilities / Duties: - Assist in the monitoring and follow-up with employees to ensure timely completion of required trainings, certifications and submissions of required...

Job ID: 28886 Location: Mumbai, IN Area of interest: Private Banking & Wealth Management Job type: Regular Employee Work style: Office Working Opening date: 14 May 2025 **Job Summary** - The investment strategist will be part of the Investment strategy team and responsible for driving the formation of asset class views, publish market outlook and...

Looking for smart and dynamic person who can manage the investment and portfolio of one of the sister concern company. Good in investment management, captial gain/loss, portfolio management - Oversee the management of the company's investment portfolio, including equities, fixed income, and alternative investments - Develop and implement investment...

Job DescriptionProfile / Function:- Monitor IRDA investment limits and ensure compliance with all statutory norms- Ensure strict process adherence and effectively address audit queries- Oversee investment limits and manage regulatory audits- Analyze data to generate meaningful insights and management information- Identify, monitor, and manage key investment...

Key Responsibilities1 Client Engagement Relationship Management - Conduct regular meetings with clients investors developers and stakeholders to discuss investment strategies portfolio updates and performance - Build and maintain strong relationships with clients ensuring continuous engagement a nd satisfaction 2 Investment Due Diligence -...

**About Y-Point VC Fund** Y-Point is a DeepTech-focused venture capital fund sponsored by SINE, IIT Bombay. We invest in transformative startups emerging from India’s top research institutions—such as IITs, IISc, and IIITs—across sectors including: - Artificial Intelligence & Computing - Advanced Manufacturing - Next-gen Materials - Lifesciences &...

Job Title: Investment AnalystLocation: MumbaiExperience: 4–5 yearsAbout Vivriti Asset ManagementVivriti Asset Management (VAM) is a leading fund manager for fixed-income Alternate Investment Funds (AIFs) , with commitments of over USD 500 million from 900+ institutional and private investors. We have deployed over USD 575 million across 80+ entities...