Investment Compliance Analyst
4 days ago
Key Responsibilities
Investment Compliance Monitoring: Conduct coding and post-trade compliance checks to ensure adherence to investment guidelines and regulatory requirements.
Guideline Interpretation: Analyze, interpret, and implement investment guidelines for various instruments, ensuring alignment with client and regulatory standards.
Compliance Tools Management: Utilize platforms such as Sentinel, Aladdin, Bloomberg AIM, or Charles River Development (CRD) for compliance processes.
Reporting and Documentation: Prepare accurate compliance reports and maintain thorough documentation for audit and client purposes.
Collaboration: Work closely with portfolio managers, risk management teams, and other stakeholders to address compliance issues and ensure timely resolution.
Process Optimization: Continuously identify and implement improvements in compliance processes and procedures.
Key Competencies
Investment Instruments Knowledge: Strong understanding of equities, derivatives, and fixed-income instruments.
Analytical Skills: Ability to apply logical reasoning and interpret complex investment guidelines.
Technical Expertise: Proficiency with at least one compliance platform (Sentinel, Aladdin, Bloomberg AIM, or CRD).
Microsoft Office Proficiency: Strong working knowledge of Excel, Word, and other MS Office applications.
Communication Skills: Excellent written and verbal communication abilities to convey compliance matters effectively to diverse stakeholders.
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Investment Compliance Analyst
4 days ago
Mumbai, India Decimal Point Analytics Full timeWe are seeking a detail-oriented and analytical Investment Compliance Analyst to join our team. The ideal candidate will have a strong understanding of investment instruments and the ability to interpret and apply investment guidelines effectively. This role requires hands-on experience in investment compliance functions, including coding and post-trade...
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Investment Compliance Analyst
2 days ago
Mumbai, India Decimal Point Analytics Full timeWe are seeking a detail-oriented and analytical Investment Compliance Analyst to join our team. The ideal candidate will have a strong understanding of investment instruments and the ability to interpret and apply investment guidelines effectively. This role requires hands-on experience in investment compliance functions, including coding and post-trade...
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Investment Compliance Analyst
12 hours ago
mumbai, India Decimal Point Analytics Full timeWe are seeking a detail-oriented and analytical Investment Compliance Analyst to join our team. The ideal candidate will have a strong understanding of investment instruments and the ability to interpret and apply investment guidelines effectively. This role requires hands-on experience in investment compliance functions, including coding and post-trade...
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Investment Compliance Analyst
12 hours ago
Mumbai, India Decimal Point Analytics Full timeWe are seeking a detail-oriented and analytical Investment Compliance Analyst to join our team. The ideal candidate will have a strong understanding of investment instruments and the ability to interpret and apply investment guidelines effectively. This role requires hands-on experience in investment compliance functions, including coding and post-trade...
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Investment Compliance Analyst
5 days ago
Mumbai, India Decimal Point Analytics Full timeWe are seeking a detail-oriented and analytical Investment Compliance Analyst to join our team. The ideal candidate will have a strong understanding of investment instruments and the ability to interpret and apply investment guidelines effectively. This role requires hands-on experience in investment compliance functions, including coding and post-trade...
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Investment Compliance Analyst
7 days ago
Mumbai, Maharashtra, India Decimal Point Analytics Full time ₹ 9,00,000 - ₹ 12,00,000 per yearWe are seeking adetail-oriented and analytical Investment Compliance Analystto join our team. The ideal candidate will have a strong understanding of investment instruments and the ability to interpret and apply investment guidelines effectively. This role requires hands-on experience in investment compliance functions, including coding and post-trade...
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Investment Compliance Analyst
5 days ago
Mumbai, India Decimal Point Analytics Full timeWe are seeking a detail-oriented and analytical Investment Compliance Analyst to join our team. The ideal candidate will have a strong understanding of investment instruments and the ability to interpret and apply investment guidelines effectively. This role requires hands-on experience in investment compliance functions, including coding and post-trade...
-
Investment Compliance Analyst
4 days ago
Mumbai, India Decimal Point Analytics Full timeWe are seeking a detail-oriented and analytical Investment Compliance Analyst to join our team. The ideal candidate will have a strong understanding of investment instruments and the ability to interpret and apply investment guidelines effectively. This role requires hands-on experience in investment compliance functions, including coding and post-trade...
-
Investment Compliance Analyst
5 days ago
Mumbai, India Decimal Point Analytics Full timeWe are seeking a detail-oriented and analytical Investment Compliance Analyst to join our team. The ideal candidate will have a strong understanding of investment instruments and the ability to interpret and apply investment guidelines effectively. This role requires hands-on experience in investment compliance functions, including coding and post-trade...
-
Investment Compliance Analyst
4 days ago
mumbai, India Decimal Point Analytics Full timeWe are seeking a detail-oriented and analytical Investment Compliance Analyst to join our team. The ideal candidate will have a strong understanding of investment instruments and the ability to interpret and apply investment guidelines effectively. This role requires hands-on experience in investment compliance functions, including coding and post-trade...
