Investment Compliance Analyst
4 weeks ago
We are seeking a detail-oriented and analytical Investment Compliance Analyst to join our team. The ideal candidate will have a strong understanding of investment instruments and the ability to interpret and apply investment guidelines effectively. This role requires hands-on experience in investment compliance functions, including coding and post-trade monitoring, using leading industry solutions. Key Responsibilities Investment Compliance Monitoring: Conduct coding and post-trade compliance checks to ensure adherence to investment guidelines and regulatory requirements. Guideline Interpretation: Analyze, interpret, and implement investment guidelines for various instruments, ensuring alignment with client and regulatory standards. Compliance Tools Management: Utilize platforms such as Sentinel, Aladdin, Bloomberg AIM, or Charles River Development (CRD) for compliance processes. Reporting and Documentation: Prepare accurate compliance reports and maintain thorough documentation for audit and client purposes. Collaboration: Work closely with portfolio managers, risk management teams, and other stakeholders to address compliance issues and ensure timely resolution. Process Optimization: Continuously identify and implement improvements in compliance processes and procedures. Key Competencies Investment Instruments Knowledge: Strong understanding of equities, derivatives, and fixed-income instruments. Analytical Skills: Ability to apply logical reasoning and interpret complex investment guidelines. Technical Expertise: Proficiency with at least one compliance platform ( Sentinel, Aladdin, Bloomberg AIM, or CRD ). Microsoft Office Proficiency: Strong working knowledge of Excel, Word, and other MS Office applications. Communication Skills: Excellent written and verbal communication abilities to convey compliance matters effectively to diverse stakeholders.
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Investment Compliance Analyst
4 days ago
Mumbai, Maharashtra, India Decimal Point Analytics Full time ₹ 9,00,000 - ₹ 12,00,000 per yearWe are seeking adetail-oriented and analytical Investment Compliance Analystto join our team. The ideal candidate will have a strong understanding of investment instruments and the ability to interpret and apply investment guidelines effectively. This role requires hands-on experience in investment compliance functions, including coding and post-trade...
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▷ 3 Days Left! Investment Compliance Analyst
4 weeks ago
Mumbai, India Decimal Point Analytics Full timeJob Description We are seeking a detail-oriented and analytical Investment Compliance Analyst to join our team. The ideal candidate will have a strong understanding of investment instruments and the ability to interpret and apply investment guidelines effectively. This role requires hands-on experience in investment compliance functions, including coding and...
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Investment Analyst
2 weeks ago
mumbai, India ECU Worldwide Full timeIndustry: AI, Deep Tech, Financial Services, Mutual fund services, PMSRole Overview: We are looking for a high-potential Strategy Analyst with a unique blend of financial acumen and AI/technology fluency. This role is ideal for candidates with 3–5 years of experience in investment research, equity analysis, or business analysis within financial services,...
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Investment Analyst
3 weeks ago
Mumbai, India ECU Worldwide Full timeIndustry: AI, Deep Tech, Financial Services, Mutual fund services, PMS Role Overview: We are looking for a high-potential Strategy Analyst with a unique blend of financial acumen and AI/technology fluency. This role is ideal for candidates with 3–5 years of experience in investment research, equity analysis, or business analysis within financial services,...
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Investment Analyst
4 weeks ago
Mumbai, India Prath Ventures Full timeCompany Description Prath Ventures is an early-stage venture firm specializing in Consumer Businesses and their Enablers. We usually make our first investments ranging from INR 10-150 million and lead rounds from Seed to Series A. We are investing out of our Fund I and have made 9 investments so far. With over 40 years of cumulative experience across the...
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Investment Analyst
4 weeks ago
Mumbai, India Prath Ventures Full timeCompany Description Prath Ventures is an early-stage venture firm specializing in Consumer Businesses and their Enablers. We usually make our first investments ranging from INR 10-150 million and lead rounds from Seed to Series A. We are investing out of our Fund I and have made 9 investments so far. With over 40 years of cumulative experience across the...
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Analyst Investments
6 days ago
Mumbai, Maharashtra, India Poem Capital Full timeCompany DescriptionAt Poem Capital, we invest in bold ideas and the visionary founders behind them. As an early-stage investment firm, we specialize in identifying high-potential startups and providing the capital, strategic guidance, and network they need to scale. Our focus spans various sectors including Fintech, SaaS, HealthTech, AI, and ClimateTech....
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Investment Compliance
2 days ago
Mumbai, India JPMorgan Chase & Co. Full timeTake a Lead role in acquiring, managing and retaining meaningful relationships that deliver outstanding experience to our customers Job Summary As a Compliance Reporting Lead within our team, you will play a pivotal role in ensuring that client rules align with investment agreements and adapt to regulatory changes. You will act as a change agent, providing...
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Investment Analyst
3 weeks ago
Mumbai, India Prath Ventures Full timeCompany Description Prath Ventures is an early-stage venture firm specializing in Consumer Businesses and their Enablers.We usually make our first investments ranging from INR 10-150 million and lead rounds from Seed to Series A. We are investing out of our Fund I and have made 9 investments so far.With over 40 years of cumulative experience across the...
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Investment Compliance
1 week ago
Mumbai, Maharashtra, India JPMorganChase Full time ₹ 12,00,000 - ₹ 36,00,000 per yearDescriptionTake a Lead role in acquiring, managing and retaining meaningful relationships that deliver outstanding experience to our customersJob SummaryAs a Compliance Reporting Lead within our team, you will play a pivotal role in ensuring that client rules align with investment agreements and adapt to regulatory changes. You will act as a change agent,...