▷ 3 Days Left Investment Compliance Analyst
5 days ago
Job Description We are seeking a detail-oriented and analytical Investment Compliance Analyst to join our team. The ideal candidate will have a strong understanding of investment instruments and the ability to interpret and apply investment guidelines effectively. This role requires hands-on experience in investment compliance functions, including coding and post-trade monitoring, using leading industry solutions. Key Responsibilities - Investment Compliance Monitoring: Conduct coding and post-trade compliance checks to ensure adherence to investment guidelines and regulatory requirements. - Guideline Interpretation: Analyze, interpret, and implement investment guidelines for various instruments, ensuring alignment with client and regulatory standards. - Compliance Tools Management: Utilize platforms such as Sentinel, Aladdin, Bloomberg AIM, or Charles River Development (CRD) for compliance processes. - Reporting and Documentation: Prepare accurate compliance reports and maintain thorough documentation for audit and client purposes. - Collaboration: Work closely with portfolio managers, risk management teams, and other stakeholders to address compliance issues and ensure timely resolution. - Process Optimization: Continuously identify and implement improvements in compliance processes and procedures. Key Competencies - Investment Instruments Knowledge: Strong understanding of equities, derivatives, and fixed-income instruments. - Analytical Skills: Ability to apply logical reasoning and interpret complex investment guidelines. - Technical Expertise: Proficiency with at least one compliance platform (Sentinel, Aladdin, Bloomberg AIM, or CRD). - Microsoft Office Proficiency: Strong working knowledge of Excel, Word, and other MS Office applications. - Communication Skills: Excellent written and verbal communication abilities to convey compliance matters effectively to diverse stakeholders.
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▷ 3 Days Left! Investment Analyst
1 week ago
Mumbai, India ECU Worldwide Full timeIndustry: AI, Deep Tech, Financial Services, Mutual fund services, PMS Role Overview: We are looking for a high-potential Strategy Analyst with a unique blend of financial acumen and AI/technology fluency. This role is ideal for candidates with 3–5 years of experience in investment research, equity analysis, or business analysis within financial services,...
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▷ 3 Days Left: Investment Analyst
4 weeks ago
India Zetheta Algorithms Private Limited Full timeAbout the Company ZeTheta Algorithms Private Limited is a FinTech start-up which has been recently set up and is developing innovative AI tools. About the Role We are seeking a talented and motivated student intern for Investment Analyst Role. This is an extraordinary opportunity for a self-driven, financially skilled student with an eye for investment...
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Investment Compliance Analyst
3 weeks ago
Mumbai, Maharashtra, India, Maharashtra Decimal Point Analytics Full timeWe are seeking a detail-oriented and analytical Investment Compliance Analyst to join our team. The ideal candidate will have a strong understanding of investment instruments and the ability to interpret and apply investment guidelines effectively. This role requires hands-on experience in investment compliance functions, including coding and post-trade...
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▷ (3 Days Left) Analyst
4 weeks ago
Mumbai, India Cerberus Capital Management Full timeCompliance Analyst – Focus on Code of Ethics & Firm trading monitoring and surveillance Job Location is Mumbai, Goregaon East Key Responsibilities - Code of Ethics monitoring - Onboard/offboard employees to/from our StarCompliance/Financial Tracking System platform - Assist with preclearance and monitoring tasks related to the Firm’s personal trading...
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Investment Compliance Analyst
3 weeks ago
Mumbai, India Decimal Point Analytics Full timeWe are seeking a detail-oriented and analytical Investment Compliance Analyst to join our team. The ideal candidate will have a strong understanding of investment instruments and the ability to interpret and apply investment guidelines effectively. This role requires hands-on experience in investment compliance functions, including coding and post-trade...
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Investment Compliance Analyst
3 days ago
Mumbai, India Decimal Point Analytics Full timeWe are seeking a detail-oriented and analytical Investment Compliance Analyst to join our team. The ideal candidate will have a strong understanding of investment instruments and the ability to interpret and apply investment guidelines effectively. This role requires hands-on experience in investment compliance functions, including coding and post-trade...
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Investment Compliance Analyst
3 weeks ago
Mumbai, India Decimal Point Analytics Full timeWe are seeking a detail-oriented and analytical Investment Compliance Analyst to join our team. The ideal candidate will have a strong understanding of investment instruments and the ability to interpret and apply investment guidelines effectively. This role requires hands-on experience in investment compliance functions, including coding and post-trade...
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Investment Compliance Analyst
2 weeks ago
Mumbai, India Decimal Point Analytics Full timeWe are seeking a detail-oriented and analytical Investment Compliance Analyst to join our team. The ideal candidate will have a strong understanding of investment instruments and the ability to interpret and apply investment guidelines effectively. This role requires hands-on experience in investment compliance functions, including coding and post-trade...
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Investment Compliance Analyst
2 weeks ago
Mumbai, India Decimal Point Analytics Full timeWe are seeking a detail-oriented and analytical Investment Compliance Analyst to join our team. The ideal candidate will have a strong understanding of investment instruments and the ability to interpret and apply investment guidelines effectively. This role requires hands-on experience in investment compliance functions, including coding and post-trade...
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Investment Compliance Analyst
3 weeks ago
Mumbai, India Decimal Point Analytics Full timeWe are seeking a detail-oriented and analytical Investment Compliance Analyst to join our team. The ideal candidate will have a strong understanding of investment instruments and the ability to interpret and apply investment guidelines effectively. This role requires hands-on experience in investment compliance functions, including coding and post-trade...
