▷ 3 Days Left Investment Compliance Analyst
4 weeks ago
Job Description We are seeking a detail-oriented and analytical Investment Compliance Analyst to join our team. The ideal candidate will have a strong understanding of investment instruments and the ability to interpret and apply investment guidelines effectively. This role requires hands-on experience in investment compliance functions, including coding and post-trade monitoring, using leading industry solutions. Key Responsibilities - Investment Compliance Monitoring: Conduct coding and post-trade compliance checks to ensure adherence to investment guidelines and regulatory requirements. - Guideline Interpretation: Analyze, interpret, and implement investment guidelines for various instruments, ensuring alignment with client and regulatory standards. - Compliance Tools Management: Utilize platforms such as Sentinel, Aladdin, Bloomberg AIM, or Charles River Development (CRD) for compliance processes. - Reporting and Documentation: Prepare accurate compliance reports and maintain thorough documentation for audit and client purposes. - Collaboration: Work closely with portfolio managers, risk management teams, and other stakeholders to address compliance issues and ensure timely resolution. - Process Optimization: Continuously identify and implement improvements in compliance processes and procedures. Key Competencies - Investment Instruments Knowledge: Strong understanding of equities, derivatives, and fixed-income instruments. - Analytical Skills: Ability to apply logical reasoning and interpret complex investment guidelines. - Technical Expertise: Proficiency with at least one compliance platform (Sentinel, Aladdin, Bloomberg AIM, or CRD). - Microsoft Office Proficiency: Strong working knowledge of Excel, Word, and other MS Office applications. - Communication Skills: Excellent written and verbal communication abilities to convey compliance matters effectively to diverse stakeholders.
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Investment Compliance Analyst
4 weeks ago
Mumbai, India Decimal Point Analytics Full timeWe are seeking a detail-oriented and analytical Investment Compliance Analyst to join our team. The ideal candidate will have a strong understanding of investment instruments and the ability to interpret and apply investment guidelines effectively. This role requires hands-on experience in investment compliance functions, including coding and post-trade...
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Investment Compliance Analyst
4 days ago
Mumbai, Maharashtra, India Decimal Point Analytics Full time ₹ 9,00,000 - ₹ 12,00,000 per yearWe are seeking adetail-oriented and analytical Investment Compliance Analystto join our team. The ideal candidate will have a strong understanding of investment instruments and the ability to interpret and apply investment guidelines effectively. This role requires hands-on experience in investment compliance functions, including coding and post-trade...
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Investment Analyst
2 weeks ago
mumbai, India ECU Worldwide Full timeIndustry: AI, Deep Tech, Financial Services, Mutual fund services, PMSRole Overview: We are looking for a high-potential Strategy Analyst with a unique blend of financial acumen and AI/technology fluency. This role is ideal for candidates with 3–5 years of experience in investment research, equity analysis, or business analysis within financial services,...
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Investment Analyst
3 weeks ago
Mumbai, India ECU Worldwide Full timeIndustry: AI, Deep Tech, Financial Services, Mutual fund services, PMS Role Overview: We are looking for a high-potential Strategy Analyst with a unique blend of financial acumen and AI/technology fluency. This role is ideal for candidates with 3–5 years of experience in investment research, equity analysis, or business analysis within financial services,...
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▷ 3 Days Left! Lead
2 weeks ago
Coimbatore, India Forge Innovation & Ventures Full timeJob Description In the role of the Lead, Contracts & Compliance, Forge the person, a qualified CS professional with a minimum of 2 years experience handling commercial contracts, managing compliances, ensuring seamless coordination between internal and external stakeholders shall report to the GM- Finance & Operations and is responsible for all financial and...
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Investment Analyst
4 weeks ago
Mumbai, India Prath Ventures Full timeCompany Description Prath Ventures is an early-stage venture firm specializing in Consumer Businesses and their Enablers. We usually make our first investments ranging from INR 10-150 million and lead rounds from Seed to Series A. We are investing out of our Fund I and have made 9 investments so far. With over 40 years of cumulative experience across the...
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Investment Analyst
4 weeks ago
Mumbai, India Prath Ventures Full timeCompany Description Prath Ventures is an early-stage venture firm specializing in Consumer Businesses and their Enablers. We usually make our first investments ranging from INR 10-150 million and lead rounds from Seed to Series A. We are investing out of our Fund I and have made 9 investments so far. With over 40 years of cumulative experience across the...
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Accounting and Compliance Analyst
7 days ago
India Independent Consultant Full timeVishwaksena Consulting Website. Location - Bengaluru, Tumkur Road, Dasarahalli Metro Station Experience - 2- 4 years (Post Intermediate/Articleship experience preferred) Vishwaksena Consulting empowers investment funds, primarily small and mid-sized SEBI-registered Category II Alternate Investment Funds (AIFs), by providing specialized GCRT solutions and...
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[3 Days Left] NBFC compliance
4 weeks ago
Mumbai, India Acme Services Full timeJob Description - Ensuring that the Company is compliant with the Master Direction/Circulars issued or amended by RBI from time to time. - Submission of various Returns with Reserve Bank of India ( RBI ) and filing of various intimation with RBI - Finalisation and Implementation of various Policies, setting up processes to monitor compliances of NBFC. -...
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Investment Analyst
1 week ago
India Zetheta Algorithms Private Limited Full timeAbout the CompanyZeTheta Algorithms Private Limited is a FinTech start-up which has been recently set up and is developing innovative AI tools.About the RoleWe are seeking a talented and motivated student intern for Investment Analyst Role. This is an extraordinary opportunity for a self-driven, financially skilled student with an eye for investment...