
Investment Compliance Analyst
17 hours ago
We are seeking a detail-oriented and analytical Investment Compliance Analyst to join our team. The ideal candidate will have a strong understanding of investment instruments and the ability to interpret and apply investment guidelines effectively. This role requires hands-on experience in investment compliance functions, including coding and post-trade monitoring, using leading industry solutions.
Key Responsibilities
- Investment Compliance Monitoring: Conduct coding and post-trade compliance checks to ensure adherence to investment guidelines and regulatory requirements.
- Guideline Interpretation: Analyze, interpret, and implement investment guidelines for various instruments, ensuring alignment with client and regulatory standards.
- Compliance Tools Management: Utilize platforms such as Sentinel, Aladdin, Bloomberg AIM, or Charles River Development (CRD) for compliance processes.
- Reporting and Documentation: Prepare accurate compliance reports and maintain thorough documentation for audit and client purposes.
- Collaboration: Work closely with portfolio managers, risk management teams, and other stakeholders to address compliance issues and ensure timely resolution.
- Process Optimization: Continuously identify and implement improvements in compliance processes and procedures.
Key Competencies
- Investment Instruments Knowledge: Strong understanding of equities, derivatives, and fixed-income instruments.
- Analytical Skills: Ability to apply logical reasoning and interpret complex investment guidelines.
- Technical Expertise: Proficiency with at least one compliance platform (Sentinel, Aladdin, Bloomberg AIM, or CRD).
- Microsoft Office Proficiency: Strong working knowledge of Excel, Word, and other MS Office applications.
- Communication Skills: Excellent written and verbal communication abilities to convey compliance matters effectively to diverse stakeholders.
-
Investment Compliance Analyst
6 days ago
Mumbai, Maharashtra, India Decimal Point Analytics Full time ₹ 9,00,000 - ₹ 12,00,000 per yearWe are seeking adetail-oriented and analytical Investment Compliance Analystto join our team. The ideal candidate will have a strong understanding of investment instruments and the ability to interpret and apply investment guidelines effectively. This role requires hands-on experience in investment compliance functions, including coding and post-trade...
-
Venture Capital Investment Analyst
3 weeks ago
Mumbai, Maharashtra, India Samarthya Investment Advisors Full timeJob DescriptionFull-Time Opportunity: Venture Capital Investment Analyst at SamarthyaLocation: Nariman Point, Mumbai/ Bangalore / ChennaiCommitment: Full-timeRequirements:NISM Series XIX-D exam (For Cat I and II AIF )About UsSamarthya (https://www.samarthya.co.in/) is an early-stage venture capital firm focused on investing in high-potential startups in...
-
15h Left Venture Capital Investment Analyst
3 weeks ago
Mumbai, Maharashtra, India Samarthya Investment Advisors Full timeFull-Time Opportunity: Venture Capital Investment Analyst at SamarthyaLocation: Nariman Point, Mumbai / Bangalore / ChennaiCommitment: Full-time Requirements: NISM Series XIX-D exam (For Cat I and II AIF )About Us Samarthya (https://www.samarthya.co.in/) is an early-stage venture capital firm focused on investing in high-potential startups in deeptech,...
-
Trainee Investment Analyst
17 hours ago
Mumbai, Maharashtra, India, Maharashtra FinanceJobs Full timeLocation: Mumbai, Maharasthra, India (On-site) Contract Type: Full-time, PermanentRole OverviewWe are seeking ambitious and motivated graduates to join our Investment Banking Division as Trainee Investment Analysts. This entry-level role provides comprehensive training, mentorship, and hands-on experience across financial analysis, client projects, and live...
-
Acaipl Investment
4 weeks ago
Mumbai, Maharashtra, India Acaipl Investment & Financial Services Private Ltd Full timeExperience: Minimum 5 to 10 years of relevant experienceAbout Us:Areion Assets Management Private Limited is an investment manager to a SEBI Registered Category II and Category I Alternative Investment Fund. Areion AMC has successfully launched 4 no. of schemes under Cat II & 3 schemes under Cat I- SSF.The AMC has applied for 1 new scheme under Cat I with...
-
Investment Analyst
6 days ago
Mumbai, Maharashtra, India Prath Ventures Full time ₹ 15,00,000 - ₹ 28,00,000 per yearCompany DescriptionPrath Ventures is an early-stage venture firm specializing in Consumer Businesses and their Enablers.We usually make our first investments ranging from INR million and lead rounds from Seed to Series A. We are investing out of our Fund I and have made 9 investments so far.With over 40 years of cumulative experience across the team in...
-
Investment Analyst
6 days ago
Mumbai, Maharashtra, India 4point0 Health Ventures Full time ₹ 12,00,000 - ₹ 36,00,000 per yearCompany Description4point0 Health Ventures is an early-identifier and investor in new-age, health-tech startups on the brink of breakthroughs. With decades of experience in healthcare operations, pharmaceuticals, and entrepreneurship, we bring strategic value to young ventures. Our goal is to make groundbreaking innovations accessible to everyone.Role...
-
Investment Analyst
1 week ago
Mumbai, Maharashtra, India TVF Capital Full time ₹ 15,00,000 - ₹ 25,00,000 per yearWe're hiring: Investment Analyst | MumbaiWe are looking for a high-integrity, first-principles thinker to join the team as an Investment Analyst in Mumbai. If you're passionate about business models, equity markets, and long-term investing — and thrive in a collaborative, intellectually rigorous environment — we'd love to hear from you.What we...
-
Investment Analyst
6 days ago
Mumbai, Maharashtra, India Alpha Alternatives Full time ₹ 9,00,000 - ₹ 12,00,000 per yearCompany DescriptionAlpha Alternatives is a multi-asset class asset management firm dedicated to creating sophisticated investment solutions for both proprietary and client capital. We offer investors access to unique investment opportunities often limited to proprietary investment desks. Our commitment to product innovation, alpha creation, and risk...
-
Compliance Analyst
17 hours ago
Pune, Maharashtra, India, Maharashtra ACA Group Full timeAbout ACA:ACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower our clients to reimagine GRC and protect and grow their business. Our innovative approach integrates consulting, managed services, and our ComplianceAlpha® technology platform with the specialized expertise of former regulators and...