Investment Compliance Specialist

Job Title: Investment Compliance SpecialistJob DescriptionThis role is focused on ensuring the accuracy and integrity of investment compliance across various assets.Assess investment policy restrictions and analyze analytics to identify potential breaches.Develop and implement new rules on Aladdin platform to enhance compliance capabilities.Collaborate with...

Compliance is a critical aspect of our organization, and we are seeking a skilled Investment Compliance Associate to join our team.About the Role:This position will be responsible for implementing and maintaining controls and processes to ensure compliance with regulatory and client guidelines across various portfolios.The ideal candidate will have...

Who we are looking for Looking for compliance professional who understand and can provide end-to-end support to investment company Mutual Fund clients their Compliance teams by sharing primarily meaningful insights about the funds ability to comply with i SEC Securities and Exchange Commission requirements and ii investment guidelines stated in...

Compliance Monitoring RoleThis position involves overseeing the implementation of compliance regulations and guidelines to ensure adherence across our operations.Responsibilities:We are seeking a Compliance Associate/Senior Associate to join our team. The successful candidate will be responsible for monitoring and enforcing compliance with regulatory...

Investment Compliance-Compliance Monitoring: An OverviewJob Description:Our team is responsible for implementing controls and processes to ensure that all investments in various portfolios adhere to regulatory and client guidelines.The incumbent will primarily be responsible for reading investment management agreements, extracting, analyzing, and coding...

Investment Compliance ProfessionalAcuity Knowledge Partners is a leading provider of bespoke research, analytics and technology solutions to the financial services sector.The investment compliance team implements controls and processes to ensure all investments adhere to regulatory and client guidelines.Reads investment management agreements and extracts,...

Job Description:We are seeking an Investment Compliance Associate to join our team.The role will involve implementing controls and processes to ensure investments adhere to regulatory and client guidelines.Extract, analyze and code client, regulatory and internal investment guidelines on various compliance systems.Perform daily review of post trade...

Implementing and maintaining robust controls and processes is essential to ensure all investments in various portfolios adhere to regulatory and client guidelines.Key ResponsibilitiesExtract, analyze and code client, regulatory and internal investment guidelines on multiple compliance systems.Conduct daily review of post-trade incidents, investigate...

Investment Compliance SpecialistWe are seeking an experienced Investment Compliance Specialist to join our team. In this role, you will be responsible for ensuring compliance with investment regulations and policies.The ideal candidate will have a strong analytical mindset and excellent attention to detail. You will work closely with our operations team to...

Full-Time Opportunity: Venture Capital Investment Analyst at Samarthya Location: Nariman Point, Mumbai / Bangalore / ChennaiCommitment: Full-time Requirements: NISM Series XIX-D exam (For Cat I and II AIF )About Us Samarthya (https://www.samarthya.co.in/) is an early-stage venture capital firm focused on investing in high-potential startups in deeptech,...