
Investment Compliance Specialist
3 hours ago
Compliance is a critical aspect of our organization, and we are seeking a skilled Investment Compliance Associate to join our team.
About the Role:
- This position will be responsible for implementing and maintaining controls and processes to ensure compliance with regulatory and client guidelines across various portfolios.
- The ideal candidate will have experience in analyzing investment management agreements, extracting and coding client, regulatory, and internal investment guidelines on systems like Sentinel, Aladdin, and AIM.
- A strong understanding of capital markets, instruments, and certifications such as NCFM is preferred.
- Experience with solution providers like Bloomberg AIM and Geneva is required.
Requirements:
- MBA in Finance or CFA, Law, or Compliance-related qualification
- Sound understanding of equities, derivatives, and fixed income instruments
- Strong Microsoft Office skills and experience in Investment Compliance functions, including coding and post-trade monitoring
Why You'll Thrive Here:
- Opportunity to work with experienced professionals in the field
- Challenging projects that promote growth and development
- Collaborative team environment
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