Senior Investment Compliance Specialist

2 days ago


Bengaluru, Karnataka, India beBeeCompliance Full time ₹ 8,00,000 - ₹ 12,00,000
Job Description:

We are seeking an Investment Compliance Associate to join our team.

The role will involve implementing controls and processes to ensure investments adhere to regulatory and client guidelines.

  • Extract, analyze and code client, regulatory and internal investment guidelines on various compliance systems.
  • Perform daily review of post trade incidents, research potential breaches during trading, liaise with analysts and portfolio management teams.
Key Responsibilities:
  • Expertise in compliance processes
  • Handling queries of junior team members and sharing best practices
Why Join Us?

Our company fosters a diverse, equitable and inclusive work environment, nurturing talent regardless of background.



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