
Senior Investment Compliance Specialist
2 days ago
We are seeking an Investment Compliance Associate to join our team.
The role will involve implementing controls and processes to ensure investments adhere to regulatory and client guidelines.
- Extract, analyze and code client, regulatory and internal investment guidelines on various compliance systems.
- Perform daily review of post trade incidents, research potential breaches during trading, liaise with analysts and portfolio management teams.
- Expertise in compliance processes
- Handling queries of junior team members and sharing best practices
Our company fosters a diverse, equitable and inclusive work environment, nurturing talent regardless of background.
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