Investment Compliance-Compliance Monitoring-Associate/Sr Associate

5 days ago

Bengaluru, Karnataka, India Acuity Knowledge Partners Full time

About the job:

Acuity Knowledge Partners (Acuity) is a leading provider of bespoke research, analytics and technology solutions to the financial services sector, including asset managers, corporate and investment banks, private equity and venture capital firms, hedge funds and consulting firms. Its global network of over 6,000 analysts and industry experts, combined with proprietary technology, supports more than 500 financial institutions and consulting companies to operate more efficiently and unlock their human capital, driving revenue higher and transforming operations.

Acuity is headquartered in London and operates from 10 locations worldwide. The company fosters a diverse, equitable and inclusive work environment, nurturing talent, regardless of race, gender, ethnicity or sexual orientation.

Acuity was established as a separate business from Moody's Corporation in 2019, following its acquisition by Equistone Partners Europe (Equistone). In January 2023, funds advised by global private equity firm Permira acquired a majority stake in the business from Equistone, which remains invested as a minority shareholder.

Job Responsibilities:

Investment compliance team is responsible for implementing controls and processes which will ensure that all investments in various portfolios are adhering to regulatory as well as client issued guidelines.

  • The incumbent will primarily be responsible for reading investment management agreements and extracting, analyzing, coding of client, regulatory and internal investment guidelines on various compliance systems like Sentinel, Aladdin, AIM etc.
  • The incumbent will also be responsible for performing daily review of post trade incidents, researching any potential breach during trading, liaising with onshore analysts and portfolio management teams to ensure portfolios are complying to all guidelines.
  • Associate of the investment compliance team will be an expert in the process and should be able to perform the task with minimal support of senior team members.
  • The incumbent should be able to handle queries of the junior team members and share best practices with them and help them come up the learning curve faster.

Key Responsibilities

  • New

  • Sr Associate

    5 hours ago

    Bengaluru, Karnataka, India Tass & Hamjit Financial Advisory Full time

    Elevate Your Career with Tass & Hamjit Location : Calicut, Kerala.We're looking for a Senior Associate - Advisory to join our team in the GCC Back Office. If you're a qualified accounting professional with 3-5 years of experience and a passion for advisory services, we want to hear from youKey Requirements:- ACCA Affiliate, CMA India Qualified, or CA...

  • Senior Investment Compliance Specialist

    1 day ago

    Bengaluru, Karnataka, India beBeeCompliance Full time ₹ 8,00,000 - ₹ 12,00,000

    Job Description:We are seeking an Investment Compliance Associate to join our team.The role will involve implementing controls and processes to ensure investments adhere to regulatory and client guidelines.Extract, analyze and code client, regulatory and internal investment guidelines on various compliance systems.Perform daily review of post trade...

  • Associate - Transaction Monitoring

    2 weeks ago

    Bengaluru, Karnataka, India TerraPay Full time

    Title: AssociateLocation: BangaloreRole overview:A successful Transaction Monitoring Associate / Sr. Associate is responsible for monitoring, investigating, and analyzing transactions to detect and report suspicious activity in compliance with anti-money laundering (AML), counter-terrorist financing (CTF), and other regulatory requirements. This role...

  • Prod Compliance Sr. Associate

    2 weeks ago

    Bengaluru, Karnataka, India Amazon Full time US$ 90,000 - US$ 1,20,000 per year

    The Global Solutions and Risk Compliance (GSRC) organization is a component of Amazon's operations, dedicated to ensuring the compliance of its products and services worldwide. GSRC's core mission is to keep customers, partners, and associates safe while protecting the company from legal and regulatory risks. With a diverse global team spanning across India,...

  • Compliance Associate

    3 days ago

    Bengaluru, Karnataka, India beBeeCompliance Full time ₹ 4,00,000 - ₹ 8,00,000

    Job Role:We are seeking a diligent professional to fill the role of Compliance Associate. The successful candidate will support our Legal and Compliance team by preparing and filing statutory forms, coordinating with Company Secretaries, and maintaining records.Key Responsibilities:1. Assist in the preparation and submission of statutory forms (MGT-7, AOC-4)...

  • Associate - Transaction Monitoring

    3 days ago

    Bengaluru, Karnataka, India TerraPay Full time ₹ 5,00,000 - ₹ 10,00,000 per year

    Title: AssociateLocation: BangaloreRole overview: A successful Transaction Monitoring Associate / Sr. Associate is responsible for monitoring, investigating, and analyzing transactions to detect and report suspicious activity in compliance with anti-money laundering (AML), counter-terrorist financing (CTF), and other regulatory requirements. This role...

  • Compliance - Financial Crime Compliance - Product Manager - Associate -

    3 days ago

    Bengaluru, Karnataka, India Candidate Experience Site - Lateral Full time US$ 90,000 - US$ 1,20,000 per year

    Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance...

  • Sr Risk Associate, Risk and Compliance Solutions

    4 days ago

    Bengaluru, Karnataka, India Amazon Full time ₹ 5,00,000 - ₹ 10,00,000 per year

    Our vision is to make Amazon Pay as the most trusted, convenient and rewarding Payment Experience. Given the highly sensitive nature of Payments business, it is imperative to have robust Risk and Compliance function, to ensure adherence to regulatory compliance and risk management and that's where Risk and Compliance Solutions (RCS) fits in.Risk and...

  • Sr Risk Associate, Risk and Compliance Solutions

    3 days ago

    Bengaluru, Karnataka, India Amazon Full time

    Our vision is to make Amazon Pay as the most trusted, convenient and rewarding Payment Experience. Given the highly sensitive nature of Payments business, it is imperative to have robust Risk and Compliance function, to ensure adherence to regulatory compliance and risk management and that's where Risk and Compliance Solutions (RCS) fits in.Risk and...

  • Sr. Associate

    3 hours ago

    Bengaluru, Karnataka, India Acuity Knowledge Partners Full time

    Job Title: IB Qualitative-Quantitative (Associate/ Sr Associate) Location: Bangalore (work from office)Investment Banking Experience Level : 2-6 years Supporting our clients on multiple industries including Consumer, IT/ BPO, Telecom, Real Estate, Infrastructure, Healthcare, Metal & Mining, Retail, Oil & Gas, FIG, Services. Preparing financial analysis...