
Compliance - Financial Crime Compliance - Product Manager - Associate -
3 days ago
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
Job Summary & Responsibilities
Financial Crime Compliance ("FCC") coordinates Goldman Sachs' enterprise-wide anti-money laundering (AML), economic sanctions, e-communications and anti-bribery compliance efforts. The combined FCC team, which is composed of professionals with extensive law enforcement, regulatory, legal, compliance, forensic consulting, operations and business experience, administers an array of surveillances, due diligence, investigative expertise and other control processes designed to identify potential money laundering, terrorist financing, bribery, securities fraud and other violations of law.
The Financial Crime Compliance team is seeking an Associate for a compliance role with experience in product management, product design, and Know Your Customer rules and regulations. The Associate will work closely with cross-functional teams and engineering stakeholders to ensure our KYC products meet regulatory requirements and exceed customer expectations. This role requires an understanding of regulatory frameworks and the ability to drive product innovation in a highly regulated environment. The Associate will work within the KYC Product Management team to execute upon the product strategy for KYC compliance solutions, ensuring alignment with company goals and regulatory requirements; coordinate drafting requirements, testing functionality; and work with change management teams to implement new system features.
The ideal candidate will have at least 3 years of experience in product management and/or KYC/AML compliance, financial services, or highly regulated industries.
Principal Responsibilities
- Collaborate with senior leadership across Compliance, Operations, Engineering and the Business to execute on the strategic vision for KYC systems
- Know regulatory and firm KYC requirements to ensure products are fully compliance with global regulatory standards
- Understand firm products and services, and divisional systems, to ensure define and deliver system functionality
- Write, refine, and test product requirements
- Work with Change Management teams to appropriately plan and release new functionality
- Ensure stakeholder awareness of new and existing KYC system functionality
Basic Qualifications:
- The role requires a degree (Bachelors/Masters) in a related field (Legal, Finance, Statistics, Economics, Computer Science, Product Management, Engineering, or related quantitative disciplines)
- Experience at a global, highly regulated financial institution
- Firm understanding of Know Your Customer regulations and/or experience working in a Know Your Customer role (Operations, Execution, Compliance, Legal)
- Proficiency in Excel (pivot tables, VLookups) and PowerPoint
- Understanding of data structures and query languages such as SQL
- Knowledge of Data Quality and Data Analysis methodologies
- Ability to communicate Compliance requirements for consumption by Engineering and other cross functional partners
- Experience using JIRA and writing business requirements
- Effective written and verbal communication skills
- Willingness to adapt in a fast-paced work environment; strong sense of urgency
- Strong work ethic
Preferred Qualifications:
- Technical skills (Alteryx, SQL, R, Python, Tableau)
- Awareness and experience working with AML trends and typologies
- Experience building and enhancing existing processes
- Experience in large scale system development
ABOUT GOLDMAN SACHS
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at
We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more:
The Goldman Sachs Group, Inc., 2023. All rights reserved.
Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.
-
Bengaluru, Karnataka, India beBeeCompliance Full time ₹ 8,00,000 - ₹ 12,00,000Job Title: Financial Crime and Compliance Management SpecialistJob Description:We are seeking an experienced Financial Crime and Compliance Management Specialist to join our team. As a key member of our organization, you will be responsible for implementing and maintaining our Financial Crime and Compliance Management (FCCM) suite.Required Skills and...
-
Financial Crime Compliance Specialist
3 days ago
Bengaluru, Karnataka, India beBeeCompliance Full time ₹ 67,24,800 - ₹ 1,21,32,000Financial Crime Compliance SpecialistWe are seeking a skilled Financial Crime Compliance Specialist to join our team.The ideal candidate will have a strong understanding of financial regulations, including the Bank Secrecy Act (BSA), Anti-Money Laundering (AML), and Know Your Customer (KYC) requirements. They will be responsible for conducting client due...
-
Bengaluru, Karnataka, India beBeeCompliance Full time US$ 40,000 - US$ 70,000About this Role:Job SummaryWe are seeking a skilled professional to support our Global Financial Crimes Compliance Testing function. As a key member of our EMEA Regional Testing Team, you will be responsible for performing deep dives and targeted risk-based thematic reviews of financial crimes compliance, AML, Sanctions, ABC processes globally.Key...
-
Financial Crime Compliance Specialist
3 days ago
Bengaluru, Karnataka, India beBeeFraud Full time ₹ 9,00,000 - ₹ 12,00,000Job Title:Senior Domain Lead - Fraud, AML and KYCAre you a seasoned expert in financial crime compliance?We're seeking a Senior Domain Lead to drive Financial Crime Compliance initiatives including Anti-Money Laundering (AML), Know Your Customer (KYC), Screening, and Fraud Management.About the Role:The ideal candidate will have a strong background in...
-
Financial Crimes Compliance Specialist
4 days ago
Bengaluru, Karnataka, India beBeeCompliance Full time ₹ 14,40,000 - ₹ 18,45,000Job OverviewAs a specialist in financial crimes compliance, you will be responsible for conducting thorough due diligence reviews on Financial Institutions and complex investment structures. Your primary focus will be on ensuring adherence to regulatory requirements while maintaining high-quality standards.
-
Financial Crime Risk and Compliance Lead
5 days ago
Bengaluru, Karnataka, India beBeeRisk Full time ₹ 15,00,000 - ₹ 20,00,000Job DescriptionWe are seeking a skilled professional to lead our Financial Crime Risk & Compliance Monitoring and Assurance (FCR&C M&A) efforts.The ideal candidate will have expertise in identifying and assessing financial crime and compliance risks, ensuring key 1st line of defence controls satisfy these risks, and providing business-side leadership to...
-
Financial Crime Compliance Specialist
5 days ago
Bengaluru, Karnataka, India beBeeCompliance Full time ₹ 17,34,900 - ₹ 20,37,300Job Title:We are seeking an experienced Financial Crime Compliance Specialist to join our team.Key Responsibilities:Conduct thorough due diligence on clients by gathering and analyzing client information to verify compliance with regulatory requirements.Perform initial checks on client documents and data to ensure completeness and accuracy.Support in...
-
Financial Crimes Compliance Expert
2 days ago
Bengaluru, Karnataka, India beBeeExpert Full time ₹ 18,00,000 - ₹ 25,00,000Job Opportunity:This position requires delivering high-quality Know Your Customer (KYC) operations for a Financial Crimes Compliance team.The key responsibilities include:Assessing customer risk through registration, regulatory, and license checksConducting ownership reviews and analyzing screening resultsPreparing comprehensive due diligence reports and...
-
Financial Compliance Specialist
3 days ago
Bengaluru, Karnataka, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,00,00,000Job Title: Financial Compliance SpecialistWe are seeking a skilled professional to fill the role of Financial Compliance Specialist.Key Responsibilities:Review and verify customer transactions to detect and prevent financial crimes activities, policy violations, and suspicious situations.Perform general account handling functions such as close account...
-
Financial Crimes Compliance Specialist
22 hours ago
Bengaluru, Karnataka, India beBeeCompliance Full time ₹ 12,00,000 - ₹ 20,10,000Job Opportunity:This role entails conducting thorough due diligence reviews on financial institutions and complex investment structures within the realm of Financial Crimes Compliance.Key Responsibilities:Oversee daily allocation queuesConduct initial assessments to comprehend case complexityMeet Service Level Agreement (SLA) metrics in terms of quality and...