
Investment Compliance Professional
3 days ago
About this role:
We seek a skilled Investment Compliance professional to join our team. As a key member of our compliance group, you will play a crucial role in ensuring that investments adhere to regulatory and client guidelines.
Our team is dedicated to delivering high-quality research, analytics, and technology solutions to the financial services sector.
Responsibilities:
- You will analyze and code client, regulatory and internal investment guidelines on various compliance systems.
- Perform daily review of post-trade incidents, research potential breaches and liaise with analysts and portfolio management teams to ensure portfolios comply with guidelines.
- Develop expertise in the process and perform tasks with minimal support from senior team members.
- Share knowledge and best practices with junior team members and help them come up the learning curve faster.
Skills and Qualifications:
- Strong understanding of investment compliance regulations and guidelines.
- Excellent analytical and problem-solving skills.
- Ability to work independently and as part of a team.
- Strong communication and interpersonal skills.
What We Offer:
- A dynamic and supportive work environment.
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