Investment Compliance Professional

3 days ago


Bengaluru, Karnataka, India beBeeCompliance Full time US$ 75,000 - US$ 1,25,000
**Investment Compliance Professional**

    About this role:

We seek a skilled Investment Compliance professional to join our team. As a key member of our compliance group, you will play a crucial role in ensuring that investments adhere to regulatory and client guidelines.

Our team is dedicated to delivering high-quality research, analytics, and technology solutions to the financial services sector.

    Responsibilities:

  • You will analyze and code client, regulatory and internal investment guidelines on various compliance systems.
  • Perform daily review of post-trade incidents, research potential breaches and liaise with analysts and portfolio management teams to ensure portfolios comply with guidelines.
  • Develop expertise in the process and perform tasks with minimal support from senior team members.
  • Share knowledge and best practices with junior team members and help them come up the learning curve faster.

    Skills and Qualifications:

  • Strong understanding of investment compliance regulations and guidelines.
  • Excellent analytical and problem-solving skills.
  • Ability to work independently and as part of a team.
  • Strong communication and interpersonal skills.

    What We Offer:

  • A dynamic and supportive work environment.


  • Bengaluru, Karnataka, India beBeeCompliance Full time US$ 90,000 - US$ 1,20,000

    Job Description:We are seeking a seasoned investment compliance professional to join our team. The successful candidate will be responsible for ensuring the accuracy and timeliness of our investment compliance processes, including checking investment restrictions against fund's exposure.The ideal candidate will have a strong analytical mindset, excellent...


  • Bengaluru, Karnataka, India beBeeCompliance Full time ₹ 8,00,000 - ₹ 12,00,000

    Job Description:We are seeking an Investment Compliance Associate to join our team.The role will involve implementing controls and processes to ensure investments adhere to regulatory and client guidelines.Extract, analyze and code client, regulatory and internal investment guidelines on various compliance systems.Perform daily review of post trade...


  • Bengaluru, Karnataka, India Acuity Knowledge Partners Full time

    About the job: Acuity Knowledge Partners (Acuity) is a leading provider of bespoke research, analytics and technology solutions to the financial services sector, including asset managers, corporate and investment banks, private equity and venture capital firms, hedge funds and consulting firms. Its global network of over 6,000 analysts and industry experts,...


  • Bengaluru, Karnataka, India beBeeWeb3Investment Full time ₹ 20,00,000 - ₹ 25,00,000

    Wealth Investment ProfessionalThe Hashed Emergent Wealth Investment Internship is a high-intensity program for exceptional talent at the intersection of technology, investing, and Web3.Over 6 months, interns will work as embedded members of our investment team, gaining front-row access to deal flow from promising startups in the region and globally. You will...


  • Bengaluru, Karnataka, India beBeeInvestment Full time ₹ 60,00,000 - ₹ 2,00,00,000

    Job Summary:We are seeking a seasoned Investment Banking professional to join our team as a Senior Associate.The ideal candidate will have a strong background in investment banking, excellent organizational and teamwork skills, and the ability to support our DCM team.This role offers a unique opportunity to collaborate with cross-functional teams, including...


  • Bengaluru, Karnataka, India beBeeInvestment Full time ₹ 15,00,000 - ₹ 25,00,000

    Investment Banking RoleThe Investment Banking Associate will be responsible for conducting industry analyses, thematic research and preparing pitchbooks. The ideal candidate will have a strong understanding of financial markets and excellent communication skills.Key Responsibilities:Conduct in-depth industry studies to inform business decisionsDevelop and...


  • Bengaluru, Karnataka, India beBeeInvestment Full time ₹ 15,00,000 - ₹ 25,00,000

    Job DescriptionAbout the Role:This is a senior client-facing role within the Investments team, responsible for delivering consistently excellent outcomes to clients across various investment services.Key Responsibilities:Provide expert knowledge on specific products and services to customers and colleagues, including features, functionalities, benefits,...


  • Bengaluru, Karnataka, India beBeeInvestment Full time ₹ 2,40,000 - ₹ 3,60,000

    Investment Opportunities in Global MarketsPipraiser is a research-driven organization dedicated to developing the next generation of capital market professionals.Job Role:You will work closely with senior analysts and strategists to gain hands-on experience in portfolio management across global markets.Main Responsibilities:Analyze and monitor global market...

  • Investment Advisor

    3 weeks ago


    Bengaluru, Karnataka, India wowJobs Full time

    Contribute to achieving financial targets and business composition goals of theorganization.Achieve ROI that surpasses the benchmark index for the portfolio, while managingacceptable risk levels.Guide Wealth Managers on the latest products to enhance their sales pitches.Actively engage in internal discussions to collaboratively develop house views across...


  • Bengaluru, Karnataka, India Candidate Experience Site - Lateral Full time US$ 90,000 - US$ 1,20,000 per year

    Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance...