Chief Investment Compliance Specialist

Job Title:Investment Compliance SpecialistWe are seeking a highly skilled Investment Compliance Specialist to join our team.Key Responsibilities:Implement controls and processes for regulatory adherence and client guidelines.Extract, analyze and code client and regulatory guidelines on various systems.Daily review of post-trade incidents, researching...

Job Title: Investment Compliance SpecialistJob DescriptionThis role is focused on ensuring the accuracy and integrity of investment compliance across various assets.Assess investment policy restrictions and analyze analytics to identify potential breaches.Develop and implement new rules on Aladdin platform to enhance compliance capabilities.Collaborate with...

Compliance is a critical aspect of our organization, and we are seeking a skilled Investment Compliance Associate to join our team.About the Role:This position will be responsible for implementing and maintaining controls and processes to ensure compliance with regulatory and client guidelines across various portfolios.The ideal candidate will have...

Job Title – Chief Investment Officer & Head of ProductsAbout the organization:The organization is a premier provider of family office services, offering comprehensive wealth management, investment advisory, and legacy planning solutions tailored to Ultra High Net Worth Individuals (Ultra HNIs) and families.Location: BangaloreExperience – 15 yrs Reports...

Who we are looking for Looking for compliance professional who understand and can provide end-to-end support to investment company Mutual Fund clients their Compliance teams by sharing primarily meaningful insights about the funds ability to comply with i SEC Securities and Exchange Commission requirements and ii investment guidelines stated in...

Compliance Monitoring RoleThis position involves overseeing the implementation of compliance regulations and guidelines to ensure adherence across our operations.Responsibilities:We are seeking a Compliance Associate/Senior Associate to join our team. The successful candidate will be responsible for monitoring and enforcing compliance with regulatory...

Investment Compliance-Compliance Monitoring: An OverviewJob Description:Our team is responsible for implementing controls and processes to ensure that all investments in various portfolios adhere to regulatory and client guidelines.The incumbent will primarily be responsible for reading investment management agreements, extracting, analyzing, and coding...

Job Title: Chief Compliance OfficerWe are seeking a highly skilled and experienced Chief Compliance Officer to join our team. The successful candidate will play a crucial role in shaping our privacy strategy and ensuring that we remain at the forefront of compliance.This is an exceptional opportunity for a talented individual to make a meaningful impact on...

Job Description:We are seeking an Investment Compliance Associate to join our team.The role will involve implementing controls and processes to ensure investments adhere to regulatory and client guidelines.Extract, analyze and code client, regulatory and internal investment guidelines on various compliance systems.Perform daily review of post trade...

Implementing and maintaining robust controls and processes is essential to ensure all investments in various portfolios adhere to regulatory and client guidelines.Key ResponsibilitiesExtract, analyze and code client, regulatory and internal investment guidelines on multiple compliance systems.Conduct daily review of post-trade incidents, investigate...