Compliance Manager

6 days ago


Mount Abu, Rajasthan, India beBeeCompliance Full time ₹ 9,00,000 - ₹ 15,00,000
Job Title: Compliance Officer

As a seasoned Compliance Officer, you will play a pivotal role in ensuring our organization adheres to all relevant regulations and laws. This exciting opportunity requires an individual with exceptional organizational skills and the ability to maintain accurate records.

Key Responsibilities:

  • Monitoring of ongoing compliance and submission of required regulatory filings, reports, & disclosures to SEBI and other relevant authorities.
  • Liaising with regulators for AIF and PMS compliance and queries.
  • Reviewing, preparing/updating Private Placement Memorandum and amendments including Trust Deed, KYC documents/contribution agreements/distribution agreements and intimation to regulatory Authorities wherever required.
  • Coordinating with various service providers/vendors/forums for compliance-related matters pertaining to AIF and PMS.

Required Skills and Qualifications:

  • Graduate/Post Graduate degree in Law is preferred.
  • NISM Series-III-A: Securities Intermediaries Compliance (Non-Fund) Certification Examination will be an added advantage.
  • Excellent MS Office (Word, PowerPoint & Excel) skills.
  • Exceptional communication skills in English (oral and written).

Functional Competencies:

  • Strong interpersonal and networking skills.
  • Result-oriented approach.
  • Collaborative attitude.

Experience:

  • Minimum 3-5 years of experience handling compliance functions in allied industries (AIF/PMS) having a working knowledge of SEBI AIF & PMS Regulations.


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