Compliance Professional

22 hours ago


Mount Abu, Rajasthan, India beBeeCompliance Full time ₹ 9,00,000 - ₹ 12,00,000

Role Overview

We are seeking a dedicated Compliance Executive to join our team. The successful candidate will be responsible for ensuring timely dissemination of regulatory updates, tracking actionable items, and maintaining accurate MIS records.

Key Responsibilities:

  • Compliance Management: Ensure compliance with relevant regulations and maintain knowledge of settlement procedures.
  • Documentation Preparation: Prepare documentation for AP registration/cancellation and stay updated on AP-related compliances.
  • Terminal Management: Manage NEAT/CTCL terminals, maintain MIS, and submit regulatory returns to exchanges as required.
  • Coordination and Data Management: Coordinate with exchanges, clients, and departments on compliance issues and maintain accurate transaction data records.
  • Application Preparation: Prepare various applications/documentation according to exchange rules and regulations and maintain MIS records.

Candidates interested in this role should have excellent communication skills, attention to detail, and the ability to work effectively in a fast-paced environment.



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