Chief Compliance Officer

2 days ago


Aurangabad, Maharashtra, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 25,00,000
Job Opportunity

To maintain organizational compliance with statutory, regulatory, and governance requirements. This includes overseeing processes, vendor risk, filings, and training initiatives.

Key Responsibilities:
  • Compliance Review and Reporting
    • Conduct thorough reviews to ensure adherence to regulations and internal standards.
  • Governance Framework Evaluation
    • Evaluate the organization's governance structure to align with regulatory expectations and industry best practices.
  • Internal Control Assessment
    • Review internal processes to identify control gaps and support robust controls implementation.
  • POSP Compliance Audit
    • Audit POSP onboarding, training, and operations in accordance with applicable guidelines.
  • Business Continuity Planning Support
    • Implement and test Business Continuity Planning (BCP) and Disaster Recovery (DR) frameworks.
  • Training and Awareness Programs Development
    • Create regular training sessions on AML/KYC norms, cybersecurity, and operational risk management.
  • Regulatory Filing Documentation
    • Assist in preparing timely, accurate documentation for statutory filings such as shareholding changes, periodic returns.
  • Gap Analysis and Recommendations
    • Identify areas of non-compliance through gap analyses and provide tailored recommendations.
  • Third-Party Vendor Due Diligence
    • Perform compliance and risk assessments on third-party vendors to ensure appropriate controls are in place.


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