Senior Compliance Officer

Job Title: Senior Corporate Compliance OfficerJob Description:The successful candidate will lead our corporate compliance function, ensuring all provisions of relevant regulations are met. This includes managing day-to-day operations, regulatory reporting, and coordinating with internal teams to ensure timely compliance.Required Skills and Qualifications:

Compliance Manager RoleThis is a pivotal position in ensuring seamless compliance monitoring across residential child care facilities in the UK.The Compliance Manager will conduct daily and weekly audits related to child locations, staff records, and operational compliance.Liaising closely with senior management teams ensures accurate reporting and adherence...

Job Title: Compliance OfficerThe Principal Officer (PO) plays a pivotal role in ensuring compliance across all activities of the Corporate Agent/Insurance Broker.Key Responsibilities:Supervise and monitor corporate agent activities, guaranteeing specified personnel are trained, skilled, and knowledgeable in insurance products.File applications for removal or...

Job OverviewThe role of a Senior Compliance Officer involves ensuring that all business activities are carried out in accordance with regulatory frameworks and internal policies.Regulatory Compliance: Ensure compliance with relevant laws, regulations, and industry standards, including IFSCA, SEZ, SEBI AIF, PMS Guidelines and Regulations, FEMA, Anti Money...

Job Role Overview">The Compliance Executive role involves performing a range of secretarial and accounting tasks to ensure the company maintains its compliance requirements.">Main Responsibilities:">">Secretarial Support: Prepare and file statutory documents, maintain corporate records, and draft simple resolutions and notifications.">Accounting Support:...

Job Title: Senior Manager/Chief Manager-ComplianceThis is Regarding the Opening for Leading Fund Management Firm as a Senior Manager/Chief Manager-Compliance - AIF/PMS/fixed IncomeLocation: MumbaiExperience: 3-10 in compliance management in AIF/PMS/Fixed income/SEBIWorking Days: 5 Days(WFO)Job Requirements:A Good experience in activities in the securities...

Job Title: Senior Compliance ExpertWe are seeking a seasoned compliance professional to join our team as a senior auditor.Auditor with minimum 5 years experience and CSCA status.Completion of BSCI, WRAP, RBA, SMETA and SLCP trainings.Thorough knowledge of local legal regulations and industry practices.Strong communication skills in multiple languages...

Job DescriptionThe ideal candidate will be a seasoned Compliance Professional with a minimum of 10 years of experience in compliance and corporate governance, adhering to all statutory, regulatory, and internal governance standards.This role requires exceptional leadership, analytical, and communication skills to effectively advise the board and management...

We are looking for a highly skilled and experienced compliance professional to join our team.The ideal candidate will be responsible for ensuring the company's compliance with all statutory and regulatory requirements and maintaining effective corporate governance practices. The compliance professional will play a crucial role in advising the board of...

Job Title: Senior AuditorAs a senior auditor, you will be responsible for conducting thorough and accurate audits of our clients' operations.Audit Planning & Preparation is crucial to ensure that the audit process runs smoothly and efficiently. This includes developing an audit plan, identifying areas of risk, and preparing necessary documentation.On-Site...