Senior Compliance Professional

2 days ago


Tiruppur, Tamil Nadu, India beBeeCompliance Full time ₹ 1,00,00,000 - ₹ 2,50,00,000
Job Overview

The role of a Senior Compliance Officer involves ensuring that all business activities are carried out in accordance with regulatory frameworks and internal policies.

  • Regulatory Compliance: Ensure compliance with relevant laws, regulations, and industry standards, including IFSCA, SEZ, SEBI AIF, PMS Guidelines and Regulations, FEMA, Anti Money Laundering laws, and KYC requirements.
  • CORPORATE GOVERNANCE:
    • Develop and implement good corporate governance practices for companies, arranging board/general meetings, and preparing minutes thereof.
  • Compliance Management: Maintain secretarial records, statutory books, and registers, handling statutory & internal audits.
  • Internal Controls: Implement and maintain effective internal controls to prevent non-compliance and minimize risks.
  • Communication: Respond to inspections, regulatory, and audit queries as the principal point of contact.
  • Documentation: Prepare, file, and register forms, returns, applications, or other documentation with regulatory authorities.
  • Training and Development: Implement compliance policies and procedures, conducting training for employees, and drafting/reviewing contracts and legal documents.


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