
Lead Compliance Officer
1 day ago
This is Regarding the Opening for Leading Fund Management Firm as a Senior Manager/Chief Manager-Compliance - AIF/PMS/fixed Income
Location: Mumbai
Experience: 3-10 in compliance management in AIF/PMS/Fixed income/SEBI
Working Days: 5 Days(WFO)
Job Requirements:
- A Good experience in activities in the securities market or financial products including in a portfolio manager, broker dealer, investment advisor, wealth manager, research analyst or fund management
- Candidates with exposure in AIF/ PMS compliance.
Job Responsibilities:
- Will be coordinating with the clients of the Company for SEBI AIF/ PMS compliances.
- To resolve the regulatory queries of the clients
- To co-ordinate during Inspection/Audit
- Shall assist in various group level restructuring projects as may be initiated by Company from time to time
- Ensure regulatory compliances for the Company for the current as well as future regulatory projects
Communication Skills:
- Excellent Verbal and written communication skills.
If interested, please give us an acknowledgment by sharing your updated CV.
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