Compliance Officer

Job Title: Compliance OfficerThe Principal Officer (PO) plays a pivotal role in ensuring compliance across all activities of the Corporate Agent/Insurance Broker.Key Responsibilities:Supervise and monitor corporate agent activities, guaranteeing specified personnel are trained, skilled, and knowledgeable in insurance products.File applications for removal or...

Job Title: Senior Corporate Compliance OfficerJob Description:The successful candidate will lead our corporate compliance function, ensuring all provisions of relevant regulations are met. This includes managing day-to-day operations, regulatory reporting, and coordinating with internal teams to ensure timely compliance.Required Skills and Qualifications:

Job Title: Compliance AdministratorJob OverviewAs a Compliance Administrator, you will play a crucial role in ensuring the effective coordination and maintenance of compliance activities. This involves working closely with various stakeholders to identify and mitigate potential risks, ensuring that all regulatory requirements are met, and developing...

Job Title: Senior Manager/Chief Manager-ComplianceThis is Regarding the Opening for Leading Fund Management Firm as a Senior Manager/Chief Manager-Compliance - AIF/PMS/fixed IncomeLocation: MumbaiExperience: 3-10 in compliance management in AIF/PMS/Fixed income/SEBIWorking Days: 5 Days(WFO)Job Requirements:A Good experience in activities in the securities...

Compliance Manager RoleThis is a pivotal position in ensuring seamless compliance monitoring across residential child care facilities in the UK.The Compliance Manager will conduct daily and weekly audits related to child locations, staff records, and operational compliance.Liaising closely with senior management teams ensures accurate reporting and adherence...

Job DescriptionThe ideal candidate will be a seasoned Compliance Professional with a minimum of 10 years of experience in compliance and corporate governance, adhering to all statutory, regulatory, and internal governance standards.This role requires exceptional leadership, analytical, and communication skills to effectively advise the board and management...

Job Opportunity: Compliance ProfessionalWe are seeking an experienced Compliance Officer to fill a key role in our organization. The ideal candidate will have a strong understanding of regulatory compliance, risk management, and legal matters.Main Responsibilities:Monitor and evaluate regulatory updates relevant to our operations.Assess the impact of...

The role of a Senior Audit Manager is critical in ensuring that an organization's internal audit strategy aligns with regulatory requirements and strengthens internal controls.Key ResponsibilitiesDevelop an annual audit plan that takes into account the organization's business objectives and risk priorities, providing assurance to stakeholders that their...

Compliance Associate RoleThe role of a Compliance Associate is pivotal in ensuring that an organization maintains the highest standards of legal compliance. As a cornerstone of legal integrity and precision, this individual will be responsible for providing comprehensive legal support to ensure adherence to established commercial compliance procedures.Main...

Job Title: Compliance OfficerAs a Compliance Officer, you will be responsible for ensuring our organization's adherence to regulatory requirements and industry standards. This role requires strong analytical and communication skills, as well as the ability to work effectively in a fast-paced environment.Key Responsibilities include:Monitoring ongoing...