Lead Compliance Specialist

16 hours ago


Bareilly, Uttar Pradesh, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 25,00,000

We are seeking a seasoned professional to lead our compliance efforts as Senior Manager/Chief Manager-Compliance in the realm of Alternative Investment Funds and Portfolio Management Services. This is an exceptional opportunity for an individual with expertise in navigating the complexities of financial markets and regulatory requirements.

The ideal candidate will possess a deep understanding of the securities market, including portfolio management, broker-dealer, investment advisor, wealth manager, research analyst, and fund management activities. Experience in AIF/PMS compliance is essential, as well as exposure to regulatory queries and audit coordination.

Key responsibilities include:

  • Coordinating with clients for SEBI AIF/PMS compliances
  • Resolving regulatory queries and providing expert advice
  • Assisting with inspection and audit coordination
  • Contributing to group-level restructuring projects and ensuring regulatory compliance

The successful candidate will possess excellent verbal and written communication skills, with the ability to effectively communicate complex information to stakeholders. If you are a motivated and detail-oriented individual with a passion for compliance, we encourage you to apply for this exciting opportunity.



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