Compliance Manager

4 weeks ago

Mumbai, Maharashtra, India SIG Full time
Overview

SIG is a global quantitative trading firm that leverages intellectual curiosity to drive innovation and excellence. Our team of experts collaborates across the globe to develop cutting-edge solutions that solve complex problems.

Job Summary

We are seeking a highly skilled Compliance Manager to join our team in India. The successful candidate will be responsible for overseeing compliance frameworks, managing regulatory engagements, and handling compliance matters, including AML/CTF as necessary.

Key Responsibilities
  • Develop and oversee programs and systems to ensure compliance with regulations, governance, and internal policies across the India trading business.
  • Provide SIG with insight and guidance on all applicable Indian compliance matters.
  • Develop and maintain strong relationships with regulators, brokers, and exchanges in India to stay abreast of new regulatory developments and industry best practices in compliance.
  • Develop strong relationships with corporate counsel (internal and external) and all parts of the business to monitor compliance with relevant standards and regulations.
  • Partner with key stakeholders to assess business strategies and identify compliance risks and solutions.
  • Lead efforts in the generation of presentations, training, and communications, and statutory reporting requirements.
  • Provide guidance to the IT department on the development and testing of IT systems and controls.
  • Maintain and review all applicable compliance system trading controls.
  • Develop and maintain regulatory programs, compliance manuals, policies, and procedures, as well as their effective implementation.
Requirements
  • 10+ years of experience in regulatory compliance, equities, and/or derivatives market experience/exposure preferred.
  • Professional and/or industry qualifications preferred.
  • Ability to provide presentations and training to colleagues as required.
  • Ability to draft and review compliance policies and procedures.
  • Working knowledge of reviewing IT system development from a compliance perspective.
Personal Skills
  • Strong ability to interpret regulations and legislations.
  • Excellent oral, written, and interpersonal communication skills with the ability to communicate complex information to all levels in English.
  • Exhibit a strong solution-focused approach which leads to timely resolutions.
  • Work autonomously and as a member of the wider APAC team.
About SIG

SIG is a global quantitative trading firm founded by a group of friends who share a passion for game theory and probabilistic thinking. We have incorporated this approach into our culture, where you will find relentless problem solvers within each of our core disciplines: Trading, Technology, and Quantitative Research.

We are experts in trading essentially all listed financial products and asset classes, with a focus on derivatives trading. Through market making and market taking, we handle millions of trading transactions around the world every day, providing liquidity and ensuring competitive prices for buyers and sellers.

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