Compliance Manager
1 week ago
Job Summary:
We are seeking a highly skilled Compliance Manager to join our team at Upstox. The successful candidate will be responsible for ensuring regulatory compliance across all aspects of our business.
Key Responsibilities:
- Ensure compliance with all relevant rules, regulations, and guidelines issued by regulatory bodies.
- Develop and implement effective compliance processes and procedures.
- Conduct regular audits and risk assessments to identify areas for improvement.
- Collaborate with internal stakeholders to ensure compliance with regulatory requirements.
- Prepare and submit reports to regulatory bodies as required.
Requirements:
- Bachelor's degree in Finance, Business Administration, or a related field.
- Proven experience in regulatory compliance, preferably within the financial sector.
- Strong analytical and communication skills.
- Ability to work effectively in a team environment.
Preferred Skills:
- Knowledge of SEBI regulations and other relevant financial regulations.
- Experience with business requirement drafting and system implementation.
What We Offer:
We offer a competitive salary and benefits package, as well as opportunities for professional growth and development.
-
Information Security Manager
2 weeks ago
Mumbai, Maharashtra, India Excis Compliance ltd Full timeJob DescriptionThis is a remote position that requires a highly skilled and experienced professional to manage the organization's information security program.The ISMS Manager will be responsible for protecting the organization's assets against threats and ensuring compliance with regulatory and international standards (ISO 27001).The ideal candidate will...
-
Compliance Manager
4 days ago
Mumbai, Maharashtra, India Riverforest Connections Private Limited Full timeJob Title: Compliance ManagerJob Summary:We are seeking a highly skilled Compliance Manager to join our team at Riverforest Connections Private Limited. The successful candidate will be responsible for ensuring compliance with regulatory requirements and managing vendor compliance frameworks.Key Responsibilities:Manage vendor compliance frameworks to ensure...
-
Compliance Manager
2 weeks ago
Mumbai, Maharashtra, India Riverforest Connections Private Limited Full timeJob Title: Senior Executive Assistant ManagerJob Summary:We are seeking a highly skilled and experienced Senior Executive Assistant Manager to join our team at Riverforest Connections Private Limited. The successful candidate will be responsible for ensuring compliance with regulatory requirements, managing vendor compliance frameworks, and coordinating with...
-
Compliance Manager
2 weeks ago
Mumbai, Maharashtra, India Riverforest Connections Private Limited Full timeJob Title: Senior Executive Assistant ManagerJob Summary:We are seeking a highly skilled and experienced Senior Executive Assistant Manager to join our team at Riverforest Connections Private Limited. The successful candidate will be responsible for ensuring compliance with regulatory requirements, managing vendor compliance frameworks, and coordinating...
-
Compliance Manager
7 days ago
Mumbai, Maharashtra, India Riverforest Connections Private Limited Full timeJob Description:As a Compliance Manager at Riverforest Connections Private Limited, you will be responsible for ensuring that compliance issues within the entity are appropriately analyzed, investigated, and resolved. This includes managing vendor compliance frameworks, coordinating monthly audits, and tracking vendor noncompliances.Key...
-
Compliance Manager
4 days ago
Mumbai, Maharashtra, India HRhelpdesk Full timeAbout HRhelpdeskThe organization is a cutting-edge digital lender with a focus on Micro Small and Medium Enterprises (MSMEs). As a Systemically Important Non-Deposit taking Non-Banking Financial Company (NBFC-NDSI), we offer a wide range of products tailored to the dynamic needs of small businesses.Job ProfileKey ResponsibilitiesCompliance Policy...
-
Compliance Manager
1 week ago
Mumbai, Maharashtra, India SIG Full timeAbout the RoleSIG is a global quantitative trading firm that seeks a Compliance Manager to oversee compliance frameworks, manage regulatory engagements, and handle compliance matters, including AML/CTF as necessary, for our India trading operations.This role will take the lead in managing local compliance matters and working collaboratively with colleagues...
-
Compliance Manager
2 weeks ago
Mumbai, Maharashtra, India SIG Full timeOverviewSIG is a global quantitative trading firm that leverages intellectual curiosity to drive innovation and excellence. Our team of experts collaborates across disciplines to develop cutting-edge solutions that solve complex problems.Job SummaryWe are seeking a Compliance Manager to oversee compliance frameworks, manage regulatory engagements, and handle...
-
Compliance Manager
6 days ago
Mumbai, Maharashtra, India SIG Full timeAbout the RoleSIG is seeking a Compliance Manager to oversee compliance frameworks, manage regulatory engagements, and handle compliance matters, including AML/CTF, for our India trading operations.This role will take the lead in managing local compliance matters and working collaboratively with colleagues in Asia Pacific, USA, and Europe locations.The...
-
Compliance Manager
2 weeks ago
Mumbai, Maharashtra, India Medtronic Full timeTransforming Lives through ComplianceAs the India Compliance Officer for Medtronic, you will lead the India Ethics and Compliance Team and be responsible for overseeing the compliance program and relevant initiatives within India. Your expertise will ensure that Medtronic's Business Conduct Standards and other Compliance Programs and Policies are understood...
-
Compliance Manager
2 weeks ago
Mumbai, Maharashtra, India Banking and NBFC job Full timeJob SummaryWe are seeking a highly skilled Compliance Manager to join our team at Banking and NBFC job. The successful candidate will be responsible for formulating and reviewing policies, ensuring compliance with RBI regulations, and providing regulatory guidance to the business.Key ResponsibilitiesReview and approve new products and processes to ensure...
-
Compliance Manager
3 days ago
Mumbai, Maharashtra, India Aditya Birla Group Full timeJob Purpose:As a key member of the Compliance & CS team at Aditya Birla Group, you will be responsible for managing compliances in a timely and orderly manner in all regulatory matters under corporate laws, including SEBI, MCA, stock exchanges, and RBI.Job Context & Major Challenges:The role involves working closely with internal teams to complete filings...
-
Compliance Manager
2 weeks ago
Mumbai, Maharashtra, India Medtronic Full timeTransforming Healthcare through ComplianceMedtronic is seeking a seasoned Compliance Officer to lead our India Ethics and Compliance Team. As a key member of our APAC Region, you will be responsible for overseeing our compliance program and initiatives within India.A Day in the LifeDevelop and implement compliance controls and procedures to ensure adherence...
-
Compliance Manager
1 week ago
Mumbai, Maharashtra, India Banking and NBFC job Full timeJob OverviewThe Compliance Manager will be responsible for formulating and reviewing policies to ensure compliance with RBI regulations. This includes filing returns, handling RBI inspections, and analyzing RBI notifications to assess their impact on the organization.Key ResponsibilitiesReview and approve new products and processes to ensure regulatory...
-
Compliance Manager
2 weeks ago
Mumbai, Maharashtra, India SIG Full timeOverviewSIG is a global quantitative trading firm that leverages intellectual curiosity to drive innovation and excellence. Our team of experts collaborates across the globe to develop cutting-edge solutions that solve complex problems.Job SummaryWe are seeking a highly skilled Compliance Manager to join our team in India. The successful candidate will be...
-
Compliance Manager
6 days ago
Mumbai, Maharashtra, India Aditya Birla Group Full timeJob PurposeAs a key member of the Compliance & CS team at Aditya Birla Group, you will be responsible for managing compliances in a timely and orderly manner in all regulatory matters under corporate laws, including SEBI, MCA, stock exchanges, RBI. This involves monitoring statutory compliances and following up regularly with internal teams to complete...
-
Compliance Manager
6 days ago
Mumbai, Maharashtra, India Upstox Full timeJob Summary:We are seeking a highly skilled Compliance Manager to join our team at Upstox. The successful candidate will be responsible for ensuring regulatory compliance across all aspects of our business.Key Responsibilities:Ensure compliance with all relevant regulatory frameworks, including SEBI regulations.Develop and implement effective compliance...
-
Compliance Manager
2 weeks ago
Mumbai, Maharashtra, India Banking and NBFC job Full timeJob Purpose Statement: To formulate and review policy, ensuring compliance with RBI regulations, filing returns, and handling RBI inspections. The role also involves advising business on regulatory matters and reviewing new products and processes from a regulatory perspective.Key Responsibilities:Review new products and process approval notesReview policies...
-
Compliance Manager
2 weeks ago
Mumbai, Maharashtra, India Banking and NBFC job Full timeJob Purpose StatementTo formulate and review policies that comply with RBI regulations, file returns, and handle correspondences, inspections, and notifications. To advise business on regulatory matters and review new products and processes from a regulatory perspective.Key ResponsibilitiesReview new products and process approval notesReview policies and...
-
Compliance Manager
4 days ago
Mumbai, Maharashtra, India Markets Mojo Full timeCompliance Manager - PMSAt Markets Mojo, we are seeking a highly skilled Compliance Manager to join our team. This role is responsible for ensuring that our portfolio management activities comply with relevant financial regulations, laws, and guidelines. The successful candidate will have a strong knowledge of financial regulations and industry standards, as...