Compliance Manager

2 weeks ago


Mumbai, Maharashtra, India Riverforest Connections Private Limited Full time
Job Title: Senior Executive Assistant Manager

Job Summary:

We are seeking a highly skilled and experienced Senior Executive Assistant Manager to join our team at Riverforest Connections Private Limited. The successful candidate will be responsible for ensuring compliance with regulatory requirements, managing vendor compliance frameworks, and coordinating with stakeholders for various audits.

Key Responsibilities:
  • Compliance Management: Ensure that compliance issues and concerns are appropriately analyzed, investigated, and resolved.
  • Vendor Compliance Framework Oversight: Coordinate monthly audits and manage vendor compliance for India.
  • Non-Compliance Tracking: Follow up on vendor non-compliances and track high-risk non-compliances until closure.
  • Regulatory Compliance: Identify and highlight key issues affecting the company and conduct monthly meetings with service providers.
  • Contract Review: Review vendor contract templates to ensure compliance with regulatory requirements.
  • Compliance Reporting: Provide vendor compliance reports to the audit committee with a summary of potential risks and implications.
  • Compliance Questions: Respond to compliance questions in RFP questionnaires, MSAs, and partnership agreements.
  • MIS Reporting: Manage and submit monthly MIS reports on customer RFPs and customer audits.
  • Regulatory Changes: Track changes to regulatory compliances and manage customer compliance frameworks.
  • Training and Development: Prepare training modules on new regulatory legislations and attend seminars and webinars to acquire knowledge on global compliances.
  • Regulatory Filings: Coordinate with cross-functional teams for regulatory filings and manage quarterly new registrations, amendments, and renewals of CLRA licenses.

Requirements:

The ideal candidate will have a strong background in compliance management, regulatory affairs, and vendor compliance. They will be able to work independently and as part of a team, and possess excellent communication and analytical skills.

What We Offer:

We offer a competitive salary and benefits package, as well as opportunities for professional growth and development.


  • Compliance Manager

    4 days ago


    Mumbai, Maharashtra, India Riverforest Connections Private Limited Full time

    Job Title: Compliance ManagerJob Summary:We are seeking a highly skilled Compliance Manager to join our team at Riverforest Connections Private Limited. The successful candidate will be responsible for ensuring compliance with regulatory requirements and managing vendor compliance frameworks.Key Responsibilities:Manage vendor compliance frameworks to ensure...


  • Mumbai, Maharashtra, India Excis Compliance ltd Full time

    Job DescriptionThis is a remote position that requires a highly skilled and experienced professional to manage the organization's information security program.The ISMS Manager will be responsible for protecting the organization's assets against threats and ensuring compliance with regulatory and international standards (ISO 27001).The ideal candidate will...

  • Compliance Manager

    2 weeks ago


    Mumbai, Maharashtra, India Riverforest Connections Private Limited Full time

    Job Title: Senior Executive Assistant ManagerJob Summary:We are seeking a highly skilled and experienced Senior Executive Assistant Manager to join our team at Riverforest Connections Private Limited. The successful candidate will be responsible for ensuring compliance with regulatory requirements, managing vendor compliance frameworks, and coordinating...

  • Compliance Manager

    7 days ago


    Mumbai, Maharashtra, India Riverforest Connections Private Limited Full time

    Job Description:As a Compliance Manager at Riverforest Connections Private Limited, you will be responsible for ensuring that compliance issues within the entity are appropriately analyzed, investigated, and resolved. This includes managing vendor compliance frameworks, coordinating monthly audits, and tracking vendor noncompliances.Key...

  • Compliance Manager

    4 days ago


    Mumbai, Maharashtra, India HRhelpdesk Full time

    About HRhelpdeskThe organization is a cutting-edge digital lender with a focus on Micro Small and Medium Enterprises (MSMEs). As a Systemically Important Non-Deposit taking Non-Banking Financial Company (NBFC-NDSI), we offer a wide range of products tailored to the dynamic needs of small businesses.Job ProfileKey ResponsibilitiesCompliance Policy...

  • Compliance Manager

    1 week ago


    Mumbai, Maharashtra, India SIG Full time

    About the RoleSIG is a global quantitative trading firm that seeks a Compliance Manager to oversee compliance frameworks, manage regulatory engagements, and handle compliance matters, including AML/CTF as necessary, for our India trading operations.This role will take the lead in managing local compliance matters and working collaboratively with colleagues...

  • Compliance Manager

    2 weeks ago


    Mumbai, Maharashtra, India SIG Full time

    OverviewSIG is a global quantitative trading firm that leverages intellectual curiosity to drive innovation and excellence. Our team of experts collaborates across disciplines to develop cutting-edge solutions that solve complex problems.Job SummaryWe are seeking a Compliance Manager to oversee compliance frameworks, manage regulatory engagements, and handle...

  • Compliance Manager

    6 days ago


    Mumbai, Maharashtra, India SIG Full time

    About the RoleSIG is seeking a Compliance Manager to oversee compliance frameworks, manage regulatory engagements, and handle compliance matters, including AML/CTF, for our India trading operations.This role will take the lead in managing local compliance matters and working collaboratively with colleagues in Asia Pacific, USA, and Europe locations.The...

  • Compliance Manager

    2 weeks ago


    Mumbai, Maharashtra, India Medtronic Full time

    Transforming Lives through ComplianceAs the India Compliance Officer for Medtronic, you will lead the India Ethics and Compliance Team and be responsible for overseeing the compliance program and relevant initiatives within India. Your expertise will ensure that Medtronic's Business Conduct Standards and other Compliance Programs and Policies are understood...

  • Compliance Manager

    2 weeks ago


    Mumbai, Maharashtra, India Banking and NBFC job Full time

    Job SummaryWe are seeking a highly skilled Compliance Manager to join our team at Banking and NBFC job. The successful candidate will be responsible for formulating and reviewing policies, ensuring compliance with RBI regulations, and providing regulatory guidance to the business.Key ResponsibilitiesReview and approve new products and processes to ensure...

  • Compliance Manager

    3 days ago


    Mumbai, Maharashtra, India Aditya Birla Group Full time

    Job Purpose:As a key member of the Compliance & CS team at Aditya Birla Group, you will be responsible for managing compliances in a timely and orderly manner in all regulatory matters under corporate laws, including SEBI, MCA, stock exchanges, and RBI.Job Context & Major Challenges:The role involves working closely with internal teams to complete filings...

  • Compliance Manager

    2 weeks ago


    Mumbai, Maharashtra, India Medtronic Full time

    Transforming Healthcare through ComplianceMedtronic is seeking a seasoned Compliance Officer to lead our India Ethics and Compliance Team. As a key member of our APAC Region, you will be responsible for overseeing our compliance program and initiatives within India.A Day in the LifeDevelop and implement compliance controls and procedures to ensure adherence...

  • Compliance Manager

    1 week ago


    Mumbai, Maharashtra, India Banking and NBFC job Full time

    Job OverviewThe Compliance Manager will be responsible for formulating and reviewing policies to ensure compliance with RBI regulations. This includes filing returns, handling RBI inspections, and analyzing RBI notifications to assess their impact on the organization.Key ResponsibilitiesReview and approve new products and processes to ensure regulatory...

  • Compliance Manager

    2 weeks ago


    Mumbai, Maharashtra, India SIG Full time

    OverviewSIG is a global quantitative trading firm that leverages intellectual curiosity to drive innovation and excellence. Our team of experts collaborates across the globe to develop cutting-edge solutions that solve complex problems.Job SummaryWe are seeking a highly skilled Compliance Manager to join our team in India. The successful candidate will be...

  • Compliance Manager

    6 days ago


    Mumbai, Maharashtra, India Aditya Birla Group Full time

    Job PurposeAs a key member of the Compliance & CS team at Aditya Birla Group, you will be responsible for managing compliances in a timely and orderly manner in all regulatory matters under corporate laws, including SEBI, MCA, stock exchanges, RBI. This involves monitoring statutory compliances and following up regularly with internal teams to complete...

  • Compliance Manager

    49 minutes ago


    Mumbai, Maharashtra, India Snaphunt Full time

    The Compliance OpportunityYou will be responsible for overseeing all aspects of compliance with internal policies and regulatory requirements. This includes proactively identifying current/potential compliance issues and ensuring these are appropriately escalated so that appropriate remedial actions are taken in a timely manner.The JobReviewing and updating...

  • Compliance Manager

    1 week ago


    Mumbai, Maharashtra, India Upstox Full time

    Job Summary:We are seeking a highly skilled Compliance Manager to join our team at Upstox. The successful candidate will be responsible for ensuring regulatory compliance across all aspects of our business.Key Responsibilities:Ensure compliance with all relevant rules, regulations, and guidelines issued by regulatory bodies.Develop and implement effective...

  • Compliance Manager

    6 days ago


    Mumbai, Maharashtra, India Upstox Full time

    Job Summary:We are seeking a highly skilled Compliance Manager to join our team at Upstox. The successful candidate will be responsible for ensuring regulatory compliance across all aspects of our business.Key Responsibilities:Ensure compliance with all relevant regulatory frameworks, including SEBI regulations.Develop and implement effective compliance...

  • Compliance Manager

    2 weeks ago


    Mumbai, Maharashtra, India Banking and NBFC job Full time

    Job Purpose Statement: To formulate and review policy, ensuring compliance with RBI regulations, filing returns, and handling RBI inspections. The role also involves advising business on regulatory matters and reviewing new products and processes from a regulatory perspective.Key Responsibilities:Review new products and process approval notesReview policies...

  • Compliance Manager

    2 weeks ago


    Mumbai, Maharashtra, India Banking and NBFC job Full time

    Job Purpose StatementTo formulate and review policies that comply with RBI regulations, file returns, and handle correspondences, inspections, and notifications. To advise business on regulatory matters and review new products and processes from a regulatory perspective.Key ResponsibilitiesReview new products and process approval notesReview policies and...