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Chief Compliance Officer-Lead

3 weeks ago

Mangalore, Karnataka, India beBeeRegulatory Full time ₹ 15,00,000 - ₹ 22,50,000
Compliance Leadership Role

The Compliance Leadership role is a senior position in an investment management organization, responsible for ensuring regulatory compliance across multiple sectors. This high-level position requires the ideal candidate to have 3-10 years of experience in compliance management, specifically in AIF/PMS/Fixed income/SEBI.

Key Responsibilities:
  • Develop and implement compliance strategies to ensure regulatory adherence.
  • Collaborate with clients to resolve regulatory queries and ensure SEBI AIF/PMS compliances.
  • Lead teams during inspection and audit processes.
  • Support group-level restructuring projects.
Essential Skills:
  • Excellent communication skills, both verbal and written.
  • Strong understanding of AIF/PMS regulations and industry standards.
  • Ability to work in a fast-paced environment and lead cross-functional teams.