Compliance Surveillance Operations Specialist

2 weeks ago

Pune, Maharashtra, India ACA Group Full time

About ACA:

As the leading governance, risk, and compliance (GRC) advisor in financial services, ACA Group empowers clients to reimagine GRC and protect and grow their business.

We integrate consulting, managed services, and our ComplianceAlpha technology platform with specialized expertise from former regulators and practitioners, as well as a deep understanding of the global regulatory landscape.

The Opportunity:

In this role, you will participate in and ensure the successful execution of certain compliance reviews and consulting work conducted by ACA Group for clients. Your responsibilities include conducting thorough analyses of clients' books and records for potential regulatory deficiencies, drafting reports, preparing documents, and summarizing findings for clients.

You will perform all duties for the Communications Surveillance Analyst and have additional responsibilities including providing guidance to Analysts, addressing issues that require escalation, and handling administrative tasks in the absence of the Communications Surveillance Supervisor.

To qualify for the role, you must have:

Required Skills and Qualifications
  • Bachelor's degree
  • Minimum 3 years of relevant work experience
  • Proficiency with Microsoft Office applications, Adobe Acrobat, and the Internet

You will excel in this role if you possess the following skills and attributes:

Skills and Attributes for Success
  • Ability to exercise discretion and make independent judgments on matters of significance
  • Demonstrated professional integrity
  • Dependable, flexible, and adaptable to new ACA initiatives and changing client needs
  • Ability to work well in a fast-paced, small-team environment
  • Ability to work independently, multi-task, and prioritize effectively
  • Ability to establish and maintain effective working relationships with colleagues and clients
  • Highly motivated and goal-oriented, proactive in one's own education and career progression
  • Volunteers for and shows initiative on both internal and external projects and tasks
  • Dedicated to upholding ACA's high-quality standards and customer service focus
  • Strong organizational and problem-solving skills with attention to detail
  • Strong oral and written communication skills

This role offers a competitive compensation package where you'll be rewarded based on your performance and recognized for the value you bring to our business. Our Total Rewards package includes medical coverage fully funded by ACA for employees and their family, access to Maternity & Fertility and Wellness programs, Personal Accident Insurance, Group Term Life Insurance, Employee Discount programs, and Employee Resource Groups.

ACA is firmly committed to a policy of nondiscrimination, which applies to recruiting, hiring, placement, promotions, training, discipline, terminations, layoffs, transfers, leaves of absence, compensation, and all other terms and conditions of employment. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, or protected veteran status, or any other legally protected status in accordance with applicable law.

  • Compliance Governance Specialist

    2 weeks ago

    Pune, Maharashtra, India BNY Full time

    BNY is a leading global financial services company that empowers employees to grow and succeed.We're seeking a Compliance Governance Specialist to join our Compliance Assurance – Surveillance Governance team in Pune/Chennai. This role is perfect for those who want to make a meaningful impact in the industry.The ideal candidate will have a minimum of 5-7...

  • Regulatory Compliance Operations Specialist

    3 weeks ago

    Pune, Maharashtra, India ACA Group Full time

    About UsAt ACA Group, we are the leading governance, risk, and compliance (GRC) advisor in financial services. Our innovative approach integrates consulting, managed services, and our ComplianceAlpha technology platform with specialized expertise and deep understanding of the global regulatory landscape.The OpportunityWe are seeking a highly motivated...

  • Tax Operations Specialist

    1 month ago

    Pune, Maharashtra, India E902 DWS India Private Limited, Maharashtra Branch Full time

    DescriptionThe Tax Operations EMEA team at E902 DWS India Private Limited, Maharashtra Branch seeks a highly skilled Tax Operations Specialist to support the team's setup in Pune. As a key member, you will be responsible for coordinating the distribution process for Luxembourg and Irish fund ranges, compiling documentation, and monitoring the submission of...

  • Business Operations Specialist, Control and Compliance

    1 week ago

    Pune, Maharashtra, India BNY Full time

    Job OverviewWe are seeking a highly skilled Business Operations Specialist to join our Operations Control Management team in Pune. This role involves planning and executing testing of key business controls to confirm their design and execution.Key ResponsibilitiesDesign and implement testing methodologies to evaluate the effectiveness of business...

  • Security Operations Associate

    1 month ago

    Pune, Maharashtra, India Hexaware Technologies Full time

    Job Description:Role Summary: We are seeking a highly skilled and motivated individual to join our Command Centre team as a Security Operations Associate. This role will be responsible for monitoring and maintaining the security and surveillance systems within the command centre, as well as responding to security alerts and incidents in real-time.Key...

  • Global Compliance Risk Specialist

    6 days ago

    Pune, Maharashtra, India Gloriazm Consultant Full time

    Job Title: Global Compliance Risk SpecialistGloriazm Consultancy is a recruitment specialist in Asia, partnering with global clients to deliver exceptional talent solutions.We are seeking a Global Compliance Risk Specialist for a prestigious US-based investment bank looking to strengthen its compliance operations in the region.Key Responsibilities:Clients...

  • Senior Financial Compliance Specialist

    2 weeks ago

    Pune, Maharashtra, India Searce Inc Full time

    Job DescriptionSearce Inc is seeking a seasoned Senior Financial Compliance Specialist to join our team. This role is responsible for ensuring the company's financial operations are in compliance with relevant standards and regulations.About the RoleWe are looking for a highly skilled professional with 6-12 years of experience in a similar role. The ideal...

  • Tech Support Specialist: Expert Networker

    2 days ago

    Pune, Maharashtra, India Contextine Software Pvt. Ltd. Full time

    **About the Role**We are seeking a skilled Tech Support Specialist: Expert Networker to join our team at Contextine Software Pvt. Ltd. As a key member of our technical support team, you will play a vital role in ensuring seamless operations for our security surveillance systems.**Estimated Salary:** $60,000 - $80,000 per annum**Job Description:Key...

  • Ethics and Compliance Specialist

    2 months ago

    Pune, Maharashtra, India 0547 Varex Imaging Manufacturing India Private Limited Full time

    About the Role:Varex Imaging Manufacturing India Private Limited is seeking a highly motivated Contracts Negotiator and Ethical Compliance Specialist to join our team in Pune, India.Key Responsibilities:Ensure ethical business practices, legal compliance, and effective contract management within the organization.Manage contract processes for various...

  • Financial Compliance Specialist

    2 weeks ago

    Pune, Maharashtra, India Syngenta Group Full time

    Job DescriptionWe are seeking a highly skilled Financial Compliance Specialist to join our team at Syngenta Group. In this role, you will be responsible for providing financial compliance expertise and monitoring the Syngenta Internal Controls Framework (ICF) with a focus on Process Level & Company Level controls compliance.Key Responsibilities:

  • Compliance Officer

    1 week ago

    Pune, Maharashtra, India Mercedes-Benz Full time

    A challenging role as Compliance Officer - Integrity Specialist at Mercedes-Benz Financial Services India Private Limited in Pune, India.About the CompanyMercedes-Benz Financial Services India Private Limited is a leading provider of financial services to customers and businesses across India. Our mission is to provide innovative and customer-centric...

  • IT Operations Specialist

    3 weeks ago

    Pune, Maharashtra, India Accor Full time

    Job Title: IT Operations SpecialistOverview:  At Accor, we are seeking a highly skilled IT Operations Specialist to manage our daily IT operations. This role is responsible for ensuring the smooth operation of our computer systems, networks, and infrastructure.Key Responsibilities:  Manage and maintain our IT systems, including servers, desktops,...

  • Tax Compliance Specialist

    2 weeks ago

    Pune, Maharashtra, India NielsenIQ Full time

    About NielsenIQNielsenIQ is a global leader in consumer intelligence, delivering comprehensive insights into consumer buying behavior and revealing new pathways to growth. With operations in 100+ markets, covering more than 90% of the world's population, we offer unparalleled global reach.Job SummaryWe are seeking an experienced Tax Compliance Specialist to...

  • Business Operations Analyst

    3 weeks ago

    Pune, Maharashtra, India F337 Deutsche India Private Limited, Pune Branch Full time

    Job OverviewF337 Deutsche India Private Limited, Pune Branch is seeking a highly skilled Business Functional Analyst to join our team. As a Business Functional Analyst, you will play a critical role in delivering Trader and Counterparty surveillance across all business sections of Deutsche Bank.Key ResponsibilitiesWork collaboratively with cross-functional...

  • Compliance Assurance Specialist

    3 weeks ago

    Pune, Maharashtra, India Technique Control Facility Management Pvt Ltd Full time

    Job OverviewTechnique Control Facility Management Pvt Ltd is seeking a highly skilled Compliance Assurance Specialist to join our team. This role plays a critical part in maintaining the highest standards of quality and compliance across all managed properties.ResponsibilitiesLeadership and Oversight: Lead and manage the quality audit process for all...

  • Ethical Compliance Specialist and Contract Strategist

    2 weeks ago

    Pune, Maharashtra, India 0547 Varex Imaging Manufacturing India Private Limited Full time

    Job Overview">Varex Imaging Manufacturing India Private Limited, a leading innovator of X-ray imaging component solutions, is seeking an experienced Ethical Compliance Specialist and Contract Strategist to join our team in Pune, India.">About the Role">This critical position involves ensuring ethical business practices, legal compliance, and effective...

  • Regulatory Compliance Risk Specialist

    24 hours ago

    Pune, Maharashtra, India Futurism Technologies, INC. Full time

    We are seeking a highly motivated and detail-oriented Regulatory Compliance Risk Specialist to join our Governance, Risk, and Compliance (GRC) team at Futurism Technologies, INC.About the Role:Support the implementation and maintenance of governance, risk management, and compliance frameworks in alignment with industry standards.Assist in identifying and...

  • Compliance and Control Specialist

    2 weeks ago

    Pune, Maharashtra, India BNY Full time

    About the RoleWe are seeking an experienced Compliance and Control Specialist to join our team in Pune, MH/ Chennai, TN – HYBRID. As a key member of our Compliance & Control team, you will play a vital role in ensuring that our business practices align with regulatory requirements and internal policies.Key ResponsibilitiesMonitor employee conduct and...

  • Technical SAP Compliance Specialist

    3 weeks ago

    Pune, Maharashtra, India HELLA Full time

    OverviewFORVIA HELLA, a leading international automotive supplier, is seeking a highly skilled Technical SAP Compliance Specialist to join its team. As a member of the company's risk management division, you will play a crucial role in ensuring the security and compliance of its SAP environment. Job DescriptionThe successful candidate will be responsible...

  • Payroll Compliance Specialist

    2 weeks ago

    Pune, Maharashtra, India FPL Technologies Private Limited Full time

    Job Overview">FPL Technologies Private Limited seeks a detail-oriented Payroll Compliance Specialist to oversee the end-to-end payroll process for all employees. This role requires expertise in payroll practices, tax regulations, and compliance requirements.">Key Responsibilities:">">Manage the payroll process, ensuring accuracy and timeliness.">Ensure...