Compliance and Control Specialist
1 day ago
We are seeking an experienced Compliance and Control Specialist to join our team in Pune, MH/ Chennai, TN – HYBRID. As a key member of our Compliance & Control team, you will play a vital role in ensuring that our business practices align with regulatory requirements and internal policies.
Key Responsibilities- Monitor employee conduct and ensure compliance with relevant laws, rules, regulations, and company policies.
- Assist with the monitoring and reporting of established controls and the implementation of new control procedures in response to regulatory changes or compliance issues.
- Suggest improvements to work processes and counsel employees on compliance matters.
- Independently prepare reports for management on the business line's compliance status and verify accuracy and completeness.
- A bachelor's degree in finance/accounting or a related field.
- 3+ years of experience in banking, product/financial services, or auditing/compliance.
- Knowledge of the Financial Services Industry, U.S. securities markets, and investment instruments, as well as general knowledge of compliance concepts.
- Excellent oral and written communication skills in English.
The estimated salary range for this role is ₹900,000 - ₹1,200,000 per annum.
BenefitsBNY offers a comprehensive benefits package, including flexible global resources and tools for your life's journey, generous paid leaves, and wellbeing programs rooted in a strong culture of excellence.
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