Risk and Compliance Controls Specialist

6 days ago

Pune, Maharashtra, India BNY Full time

As a global leader in financial services, BNY is committed to empowering its employees to grow and succeed. With over 50,000 team members worldwide, we touch nearly 20% of the world's investible assets.

We pride ourselves on being an innovative and inclusive workplace, recognized as one of the top companies for innovators and diversity. Our unique culture and talented teams help make money work for the world.

This role is located in Pune, India, in a hybrid work environment. The Chief Administrative Office advances connections across the Risk & Compliance division and its internal and external stakeholders.

About the Team:

BNY is seeking a Controls professional with expertise in banking and financial services Operational Risk. As a Risk and Compliance Controls Manager, you will maintain and implement an effective risk management framework, ensuring that BNY appropriately manages risk in line with its strategy and risk tolerance.

Key responsibilities include owning the risk management process, establishing clear responsibilities and accountability for identifying, measuring, managing, and controlling risk. You will also embed risk considerations into decisions and actions, ensuring that risk management is an integral part of the organization's operations.

In this role, you'll have a significant impact by:

  • Identifying, analyzing, monitoring, and minimizing operational risks across Risk & Compliance functions.
  • Overseeing the development and implementation of control standards to ensure compliance with local regulatory requirements.
  • Participating in developing policies and procedures for deploying control activities and contributing to testing protocols to ensure control effectiveness.
  • Collaborating on developing operating limits, measuring, and monitoring risk levels per policies, and reviewing plausible scenarios for effective risk management.
  • Monitoring key risks, errors/near misses, reconciliations, and root cause analyses as reported across Risk & Compliance functions.
  • Conducting/developing and monitoring RCSA, KPI, KRI, and control testing outcomes.
  • Collaborating with global operations control office and operational groups to ensure consistent reporting structures and escalating issues to management when necessary.
  • Validating that Engagement Managers, for Third Party Services within Risk and Compliance, have requisite expertise in managing their engagements in compliance with third-party governance policies and processes.
  • Providing guidance and overseeing the execution of activities throughout the engagement lifecycle by Engagement Managers and Executive Sponsors, ensuring compliance with third-party governance policies.

To be successful in this role, you will need:

  • Bachelor's degree or equivalent combination of education and work experience required. Experience in the banking and financial services industry preferred.
  • 7-10 years of relevant experience needed; preference for candidates with operational, information security risk experience in banking & financial services.
  • Extensive experience in risk management and controls testing, with strong analytical skills to identify potential risks and recommend mitigation strategies.
  • Excellent communication and collaboration skills to work effectively with global operations control office, operational groups, and senior business leaders.
  • Preferred certifications: Certified Information Systems Auditor (CISA), Certified in Risk and Information Systems Control (CRISC)

The estimated salary for this role is $120,000 - $180,000 per year, depending on location and experience. BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life's journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team.

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