Global Compliance Risk Specialist

5 days ago


Pune, Maharashtra, India Gloriazm Consultant Full time
Job Title: Global Compliance Risk Specialist

Gloriazm Consultancy is a recruitment specialist in Asia, partnering with global clients to deliver exceptional talent solutions.

We are seeking a Global Compliance Risk Specialist for a prestigious US-based investment bank looking to strengthen its compliance operations in the region.

Key Responsibilities:
  • Clients Due Diligence:
  • Conduct in-depth due diligence on clients, including High Net-Worth Individuals (HNWIs), corporates, trusts, and other entities.
  • Assess and verify Ultimate Beneficial Owners (UBOs) and Source of Wealth (SoW).
  • Enhanced Due Diligence:
  • Perform thorough analysis of high-risk clients and Politically Exposed Persons (PEPs).
  • Evaluate sanctions, adverse media, and PEP screening results to mitigate potential risks.
  • Compliance and Risk Management:
  • Identify and escalate any potential red flags to the Compliance team.
  • Ensure compliance with local and global regulatory frameworks, including AML/CFT guidelines.
Requirements:
  • Experience: 3-7 years in KYC, AML, or compliance roles, preferably within investment banking.
  • Education: Bachelor's degree in Finance, Business Administration, Law, or a related field.
  • Certifications: I-CAMM KYC certification or CCDS KYC Certification from American CBM or CAMS or any globally recognized KYC certification is mandatory.
Salary Information:

The estimated annual salary for this position ranges between $100,000 - $150,000, depending on experience and qualifications.



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