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Senior Compliance Officer

2 weeks ago


Davangere, Karnataka, India beBeeCompliance Full time ₹ 1,20,00,000 - ₹ 2,00,00,000
Job Title: Senior Manager/Chief Manager-Compliance

As a senior manager/chief manager, you will oversee the compliance team in leading fund management. With 3-10 years of experience in managing regulatory compliance for AIF/PMS/Fixed Income/SEBI, you will be responsible for ensuring adherence to regulatory requirements and coordinating with clients.

  • Coordinate with clients for SEBI AIF/PMS compliances
  • Resolve regulatory queries of clients
  • Co-ordinate during Inspection/Audit
  • Assist in restructuring projects at the group level
  • Ensure regulatory compliance for the company

Key Requirements:

  • Good experience in the securities market or financial products
  • Candidates with exposure in AIF/PMS compliance

Essential Skills:

  • Excellent communication skills