
Compliance Officer
1 day ago
We are seeking an experienced Compliance Officer to join our team. The successful candidate will be responsible for ensuring seamless membership compliance processes.
">Key Responsibilities:- Membership Compliance: Scrutinizing and processing applications for change in director's details, screening applications related to change in director details, and maintaining records of member information.
- Closure of Alerts: Closure of alerts in Trackwizz application and maintaining monthly databases and MIS/collation of data for SEBI/Internal departments.
Requirements:
- Graduation in CS/CA/MBA from a reputable institution/university.
- 3-4 years of work experience in securities/Capital markets, financial services, mutual funds or insurance companies.
Essential Skills:
- Strong analytical and communication skills.
- Proactive and result-oriented approach.
- Good execution skills.
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