Senior Compliance Professional

Job Title: Senior Compliance Professional

We are seeking an experienced Senior Compliance Professional to join our team in Mumbai, India. This is a full-time and permanent position that offers regional coverage, allowing you to make a significant impact on our Client Acceptance Department.

Key Responsibilities:

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• Assist the Manager in overseeing and managing all Anti-Money Laundering (AML) and Know Your Customer (KYC) processes, working closely with internal stakeholders to ensure tasks are delivered as per agreed Service Level Agreements (SLAs).">
• Conduct thorough reviews and due diligence on new and existing customers, including documentation of risk assessment and mitigation, screening, and communicating internally as well as with clients for remediation of any gaps and other associated administrative tasks.">
• Stay updated on global policies, local regulatory changes, and industry best practices related to AML/KYC compliance and support the documentation of local procedures, maps, controls, FAQs, templates, etc.">
• Work as subject matter expert on the respective regulatory requirements and assist team members with training, perform spot checks or quality assurance checks, maintain quality check logs, assist in developing training material, etc., to improve overall performance and quality.">
• Assist the manager in maintaining various trackers up to date and prepare reports and dashboards for internal or external stakeholders as well as support internal and external audits and regulatory examinations.">

Required Skills and Qualifications:

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• Sound knowledge and understanding of financial crimes and compliance such as anti-money laundering, counter terrorist financing, anti-bribery and corruption, tax evasion, etc., and key concepts about various legal entity types, ownership chains, structures of varying complexity, understanding money flows, source of wealth and source of funds, PEPs, Sanctions, etc.">
• Good analytical, reporting, and problem-solving skills with attention to detail and experience with documenting processes and data verification and ability to effectively meet deadlines, manage expectations, collaborate with teams virtually and globally.">
• Clear written and verbal communication skills with the ability to analyse and articulate various risks and adverse news and ability to evaluate and document mitigation measures in a concise and precise manner and comfort in communicating with clients, Vistra colleagues globally, and third parties.">
• Strong knowledge of Microsoft Office Outlook, Word, Excel, and PowerPoint, SharePoint, and WorldCheck, Napier or similar screening systems, Working knowledge of ViewPoint, Worksite, and Enlighten is preferred.">
• Demonstrated experience working on AML/KYC regulatory requirements of various jurisdictions globally with various processes such as client acceptance, ongoing reviews or trigger reviews, screening, etc.">
• Demonstrated experience working successfully with globally distributed teams in a shared service centre or similar set-up with strong collaboration skills.">
• Must be a graduate degree preferably in the fields of legal, tax, and or compliance. Relevant AML/KYC certifications would be a plus.">

Benefits:

We offer a hybrid working arrangement, attractive insurance benefits, excellent job exposure, and career prospects.

Location: Mumbai, India