Senior Compliance Professional

Job Description:">We are seeking a Compliance Officer to join our team. This role is responsible for developing and implementing a comprehensive compliance strategy, ensuring adherence to regulatory requirements, and providing guidance to senior management on compliance implications.">Key Responsibilities:">">Develop and implement a compliance strategy...

We are seeking a skilled Compliance Specialist to join our team.Job OverviewThis is a high-visibility, fast-paced role designed for someone eager to work on compliance projects, risk assessments, and testing. The ideal candidate will have strong analytical and problem-solving skills, with the ability to monitor compliance with regulatory requirements and...

**Compliance Leader Position Overview**This role oversees compliance activities for Trustee operations, ensuring alignment with regulatory requirements.Key responsibilities include:Monitoring regulatory changes and assessing their impact on business operations.Drafting, reviewing, and updating compliance policies, procedures, and manuals.Conducting risk...

Leads quality assurance audit and compliance function to ensure suppliers adhere to regulatory standards.Main Responsibilities:Audit planning, execution, and managementConduct for cause audits to identify quality and compliance risks and gapsLiaise with external vendors to ensure quality standardsMaintain audit records and support approved supplier...

Job Title: Senior Compliance SpecialistA senior compliance specialist will be responsible for ensuring that all business operations are in compliance with relevant regulations, laws and industry standards.Key Responsibilities:Stay updated on regulatory changes affecting the payments and fintech sectors.Interpret and communicate regulatory impact to internal...

Job Title: Senior Compliance ExpertWe are seeking an experienced Senior Compliance Expert to join our organization.The ideal candidate will possess a strong background in corporate governance and regulatory compliance, with expertise in the Alternative Investment Funds (AIF) and Portfolio Management Services (PMS) domains.Key Responsibilities:Regulatory...

Job Title: Company SecretaryLocation: Mumbai, IndiaReports To: Chief Financial Officer (CFO)We are seeking a qualified and experienced professional with strong expertise in corporate compliance management.The ideal candidate will be responsible for ensuring regulatory compliance, supporting strategic transactions, maintaining official records, and advising...

Compliance Professional (with progression to Chief Compliance Officer) MumbaiJob Requirement:- CA / CS / LLB- Currently working with NBFC in compliance department or in Law firm handling compliance advisory to NBFC- 5-8 years of relevant experience in compliance.- In-depth knowledge of RBI NBFC regulations. Knowledge of IRDA guidelines is an added...

Job Title: Compliance ManagerThis role is crucial in ensuring our organization operates within legal and regulatory frameworks. We seek an individual with strong expertise in compliance within the Mutual fund/Trustee/Financial Services domain.The role requires an individual to have a deep understanding of regulatory frameworks, risk management, and...

Our client a leading NBFC is looking to hire a Senior Manager- Secretarial and Compliance for their 𝗠𝘂𝗺𝗯𝗮𝗶 office.An ideal candidate should have a PQE of 𝟱-𝟳 𝘆𝗲𝗮𝗿𝘀 and experience of working on secretarial matters and should be well versed in RBI and SEBI compliances.Prior experience of working with an NBFC or a debt...