Compliance Professional

Key Responsibilities: We are seeking a dynamic and detail-oriented IT asset management professional to lead the governance of IT assets, ensuring compliance with licensing agreements, and implementing IT governance frameworks in line with organizational policies and global standards. This strategic role will oversee hardware and software asset management,...

Job Description- Only candidates with 9+ years of experience to apply- Only candidates from/open to relocate to Mumbai to applyJob DescriptionThe company operates within the financial services sector, focusing on trading activities, and is recognised as a medium-sized organisation. It is committed to maintaining the highest standards of compliance and legal...

About Upstox:At Upstox, were building the future of investing — simple, powerful, and for everyone. We're one of India's fastest-growing fintech platforms, backed by the best in the business, including Mr. Ratan Tata and Tiger Global, and on a mission to make wealth creation accessible to every Indian. From first-time investors to seasoned traders,...

Job DescriptionCompany DescriptionAt M POWER SECURITAS PRIVATE LIMITED , we specialize in providing reliable, professional, and fully compliant security services across. INDIA Our mission is to create a safe and secure environment for our clients by offering top-tier manpower solutions tailored to their needs.With a strong emphasis on legal compliance,...

As a Compliance Testing Manager, you will play a crucial role in conducting Compliance reviews for Banks functions and new products to ensure adherence to regulatory norms. Your responsibilities will include: - Assisting in the preparation of the Compliance Review plan to be presented to the Board. - Developing and updating Compliance review checklists in...

Nuvama Group is seeking a highly motivated and detail-oriented compliance professional to join our team.The selected candidate will be responsible for overseeing and ensuring regulatory compliance within our Professional Clearing Member (PCM) operations.This role requires a deep understanding of SEBI regulations, exchange requirements (NSE, BSE, MCX), and...

Company Overview:Octanom Tech Private Limited is a leading Invest Tech firm that operates , India's first 'Hedged-Style' trading and investing platform. We are focused on minimizing losses rather than maximizing profits, utilizing advanced AI technology to efficiently manage risk across financial instruments. As a SEBI- registered Research Analyst (RA) firm,...

We are looking for a motivated professional to join our Compliance team. The role includes handling secretarial and statutory compliance as per SEBI and Companies Act, 2013, while ensuring strong corporate governance and supporting Board/Committee meetings.Key Responsibilities:Prepare agendas, papers, and documents for Board/Committee/AGM meetings.Draft and...

Position Name - Compliance Manager - NBFCLocation - MumbaiExperience Range -12-15 years in the NBFC sectorMandatory Requirement:Ensure compliance with RBI, SEBI, and other regulatory requirements applicable to NBFC operations.Job Roles and Responsibilities:Ensure compliance with RBI, SEBI, and other regulatory requirements applicable to NBFC...

Looking candidate from NBFC,BFSI, PSU sector. The candidate will oversee and remain responsible for end-to-end activities in Secretarial, Compliance and CSR functions. Candidate should be independently able to manage and lead the team of professionals and report to HoD (CS & Compliance Officer). Skill, Knowledge & Trainings: Expert knowledge and work...