
Lead Compliance Specialist
2 weeks ago
This is a senior leadership role responsible for overseeing and managing end-to-end compliance and surveillance functions related to the stock broking business. The role involves ensuring adherence to all applicable regulatory requirements, managing compliance activities associated with equity research, and developing comprehensive compliance policies and procedures.
Key Responsibilities:- Ensure compliance with regulatory requirements and industry standards
- Develop and implement effective compliance policies and procedures
- Manage risk and audit activities related to compliance
- Negotiate legal and regulatory documents
- Liaise with regulatory authorities and stakeholders
- 6-9 years of experience in compliance or a related field
- Strong understanding of regulatory requirements and industry standards
- Excellent communication and negotiation skills
- Ability to work effectively in a team environment
This role offers a challenging and rewarding opportunity to work in a fast-paced financial services company. As a senior manager, you will have the opportunity to develop and implement effective compliance strategies and policies, and to contribute to the growth and success of the organization.
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Lead Financial Compliance Specialist
2 weeks ago
Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 18,00,000 - ₹ 24,00,000Job DescriptionThe Lead Financial Compliance Specialist plays a pivotal role in driving financial standards and ensuring adherence to appropriate international accounting standards and internal controls.This key position is responsible for analyzing the gap between Ind AS and existing India GAP, preparing GAP analysis reports for management committee...
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Mumbai, Maharashtra, India beBeeFund Full time ₹ 1,50,00,000 - ₹ 2,50,00,000Job Title: Lead Fund Implementation and Compliance Specialist As a seasoned fund management professional, you will play a critical role in leading end-to-end fund implementation and compliance efforts.The ideal candidate will have deep knowledge of fund licensing and capital markets, as well as experience in tax advisory and regulatory compliance for...
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Regulatory Compliance Lead
1 week ago
Mumbai, Maharashtra, India beBeeRegulatory Full time ₹ 25,00,000 - ₹ 35,00,000Regulatory Compliance Specialist Role">This position involves overseeing and managing regulatory issues, examinations, and action plans in a global environment. The Regulatory Compliance Specialist will be responsible for coordinating supervisory activities of regulators and related developments across regions.">Key Responsibilities">">Coordinate and manage...
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Lead Compliance Specialist
2 weeks ago
Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 17,20,000 - ₹ 24,13,000Compliance Role OverviewAbout the Position:We are seeking a seasoned compliance professional to join our team as a Compliance Lead and Policy SME. The successful candidate will have a strong background in compliance and regulatory matters, with the ability to analyze complex information and develop effective policies and procedures.Key Responsibilities:•...
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Compliance Specialist
7 days ago
Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 5,00,000 - ₹ 8,00,000Job DescriptionWe are seeking a seasoned professional to join our team as a Compliance Specialist. This individual will play a pivotal role in ensuring the company's adherence to regulatory requirements and maintaining a strong compliance culture.The Compliance Specialist will be responsible for monitoring compliance with SEBI Mutual Fund Regulations,...
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Senior IT Compliance Specialist
1 week ago
Mumbai, Maharashtra, India beBeeAudit Full time ₹ 30,00,000 - ₹ 50,00,000Job SummaryThe role of IT Audit & Compliance Specialist involves supporting the execution of global IT audit and compliance initiatives under the guidance of a Lead Audit & Compliance Specialist. The successful candidate will be responsible for evidence coordination, audit documentation, remediation tracking, and regulatory readiness across IT...
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Senior Fund Compliance Specialist
2 weeks ago
Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 1,04,000 - ₹ 1,30,878Job Title:Senior Fund Compliance Specialist">We are seeking an experienced Senior Fund Compliance Specialist to join our team in Mumbai. The ideal candidate will have a strong understanding of Indian capital markets and FPI regulations, with a minimum of 8 years of experience in the FPI industry.">The successful candidate will be responsible for leading...
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Compliance Specialist
2 weeks ago
Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 25,00,000Job Title: Compliance SpecialistWe are seeking a detail-oriented and organized Compliance Specialist to join our team.About the Role:The Compliance Specialist will play a critical role in ensuring that our organization adheres to all relevant laws, regulations, and industry standards. The ideal candidate will have a strong understanding of regulatory...
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Compliance Specialist
1 week ago
Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,50,00,000Compliance SpecialistWe are seeking a seasoned Compliance Specialist to join our team. In this role, you will be responsible for developing and implementing a comprehensive compliance strategy aligned with our company's goals and regulatory requirements.Key Responsibilities:Develop and implement a compliance strategy that ensures adherence to all applicable...
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Audit & Compliance Specialist
1 week ago
Mumbai, Maharashtra, India Sun Pharmaceutical Industries Full timeJob Title Audit Compliance Specialist Job Grade G9B G10 Function Information Technology Sub-function Global IT Infrastructure Manager s Job Title Lead - Audit Compliance Skip Level Manager s Title Global Head - Service Assurance Function Head Title Global Head - Infrastructure Service Assurance Location Mumbai No of Direct Reports...