Compliance Officer

The Audit and Compliance officer will be responsible for overseeing and managing the internal audit and compliance functions within the organization.This role requires a thorough understanding of the regulatory environment, strong analytical skills, and the ability to develop and implement effective audit and compliance programs.

Job Description Department: Compliance Role & Responsibilities: The Compliance assistant assist the Head-Compliance/CCO in performing his/her compliance related responsibilities. He/ she shall primarily focus on compliance related activities. Monitoring compliance of the Bank's internal policies and fair practices codes Vetting/disseminating regulatory...

Job Title: Compliance Officer - Fund Administration Location: GIFT City, Gandhinagar Experience: 4-7 years Industry: Fund Administration / Financial Services / AIFs / IFSC Job Description: We are seeking a detail-oriented and experienced Compliance Officer to oversee and manage regulatory compliance for our fund administration operations at GIFT City. The...

Job Title: Compliance OfficerJob Summary:We are seeking a detail-oriented and organized Compliance Officer to join our team.The successful candidate will be responsible for ensuring compliance with various laws and regulations, including the Companies Act, 2013.This is a fantastic opportunity for an individual who wants to work in a dynamic environment and...

Job Title: Compliance Officer ROLE SUMMARY In this role, you will have the opportunity to leverage your expertise in credit regulations and compliance to drive business growth. The ideal candidate will have a strong understanding of regulatory requirements and the ability to communicate complex information effectively.

Job Title: Compliance OfficerJob DescriptionThe role of a Compliance Officer is to ensure that all customer interactions are conducted in accordance with relevant laws, regulations and company policies. This involves performing customer due diligence checks, verifying customer information, conducting background checks on new clients, partners and vendors,...

Job Title: Compliance Officer">"Our organization is seeking a highly skilled and experienced Compliance Officer to join our team. The ideal candidate will have strong analytical, organizational, and interpersonal skills, with the ability to manage and handle tasks independently.">">The successful candidate will be responsible for assisting in routine...

Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team. The ideal candidate will have extensive experience in financial services and institutions, with a strong background in corporate compliance policies and monitoring.Key ResponsibilitiesQualification: Bachelor's Degree or equivalent, and MBA in Finance.2-4 years of experience...

Compliance Officer Handling Compliance activities w.r.t Stock Broker and Depository Participant towards SEBI, Stock Exchanges, Depository, KRA, CKYC CERSAI, FIU, IFSCA Compliances, MCA, ROC, GIFT Authority, SEZ Operations and AIF (Alternative Investment Fund Cat-3).- Regularly Coordinating with Regulators, Auditors, Custodian, Tax Consultants, RTA,...

About the job:Exciting opportunity to join a top performing private equity firm as a Compliance Officer.The Compliance Officer will play a critical role in ensuring that our firm and its funds adhere to all relevant laws, regulations, and internal policies.The ideal candidate will have a strong understanding of regulatory environment and a commitment to...