Senior Banking and Compliance Specialist

Job Purpose: To ensure the bank's regulatory compliance with RBI guidelines and policies, formulating and reviewing policy frameworks, and advising business units on regulatory matters.Key Responsibilities:Review and implement new products and process approval notes.Review and maintain policies and procedures.Disseminate regulatory circulars to relevant...

Job Title: Compliance Testing SpecialistSumitomo Mitsui Banking Corporation – SMBC Group is seeking a highly skilled Compliance Testing Specialist to join our team in India. As a key member of our Compliance Department, you will be responsible for conducting Compliance testing and monitoring as per Head Office and RBI guidelines.Key...

Job Description:Job Title: Compliance ManagerJob Purpose: To formulate and review policy, ensuring compliance with RBI regulations, filing returns, and handling RBI inspections. The role also involves advising business on regulatory matters and reviewing new products and processes from a regulatory perspective.Key Responsibilities:Review new product and...

Job SummaryDBS Bank is seeking a highly skilled Compliance Specialist to join our Consumer Banking team. As a key member of our compliance team, you will play a critical role in ensuring that our business initiatives and practices comply with applicable rules and regulations.Key ResponsibilitiesManage regulatory risk and ensure compliance with relevant laws...

Company OverviewSMMC is a leading financial institution with a strong presence in Asia, offering a range of banking services to clients globally.Job SummaryWe are seeking a highly skilled Compliance Testing Specialist to join our team in India.Key ResponsibilitiesConduct regular compliance testing and monitoring to ensure adherence to regulatory...

Job Title: Senior Corporate Banking SpecialistJob Summary:DBS Bank is seeking a Senior Corporate Banking Specialist to join our team. The successful candidate will be responsible for supporting Senior Relationship Managers in day-to-day tasks for strategic group accounts, preparing credit proposals, and monitoring key accountabilities.Key...

Job SummaryWe are seeking a highly skilled Compliance Manager to join our team at Banking and NBFC job. The successful candidate will be responsible for formulating and reviewing policies, ensuring compliance with RBI regulations, and providing regulatory guidance to the business.Key ResponsibilitiesReview and approve new products and processes to ensure...

Job Title: Assistant Vice President-Compliance TestingAt Sumitomo Mitsui Banking Corporation – SMBC Group, we are seeking a highly skilled and experienced professional to join our team as Assistant Vice President-Compliance Testing. This role will be responsible for conducting compliance testing and monitoring as per Head Office and RBI guidelines,...

Job Title: Assistant Vice President-Compliance TestingSumitomo Mitsui Banking Corporation – SMBC Group is seeking a highly skilled and experienced professional to join our team as Assistant Vice President-Compliance Testing. This role will be responsible for conducting compliance testing and monitoring as per Head Office and RBI guidelines, including...

Job SummaryDBS Bank is seeking a highly skilled Compliance Specialist to join our team. As a Compliance Specialist, you will play a critical role in ensuring that our business initiatives and practices comply with applicable rules and regulations.Key ResponsibilitiesManage regulatory risk and ensure compliance with relevant laws and regulations.Drive a...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at RBC Capital Markets, LLC. As a key member of our compliance team, you will be responsible for providing advisory coverage and conducting ongoing monitoring of various banking activities for compliance with key regulations issued by City National Bank's primary...

Compliance Monitoring and Control SpecialistMUFG is committed to excellence in our compliance programs, and we are seeking a highly skilled Compliance Monitoring and Control Specialist to support the effective management of our compliance risk framework.Main Responsibilities:Develop and implement comprehensive compliance monitoring and control procedures to...

Axis Bank seeks an experienced Compliance Specialist to ensure adherence to all regulatory requirements and drive compliance across the Bank's functions.Key Responsibilities:Disseminate regulatory guidelines and provide clear instructions to departments.Follow up and ensure implementation of agreed actions.Provide compliance-related inputs and conduct risk...

Job Title: AML Compliance SpecialistDBS Bank is seeking a highly skilled AML Compliance Specialist to join our team. As a key member of our Legal, Compliance & Secretariat department, you will play a critical role in ensuring the bank's interests are protected by zealously guarding and enhancing its reputation and capital.Key Responsibilities:Effective...

Job DescriptionWe are seeking a highly skilled Compliance Specialist to join our team at RBC Capital Markets, LLC. As a Compliance Specialist, you will play a critical role in ensuring that our banking activities comply with key regulations issued by City National Bank's primary U.S. based prudential regulators.Key Responsibilities:Provide advisory coverage...

Governance, Risk, and Compliance RoleThe Unity Small Finance Bank Limited is seeking a skilled Governance, Risk, and Compliance Specialist to join its team. As a key member of the organization, you will be responsible for overseeing the Governance, Risk, and Compliance framework within the bank.ResponsibilitiesConduct Operational Risk reporting, including Op...

The Senior AML Compliance Specialist will be responsible for monitoring and tracking of the KYC records and Appendix approval process, assisting with the development and execution of action planning for expiring records, and ensuring records are not past due. This role will also involve conducting client profile reviews for customer accounts, reviewing all...

Job Title: Legal Specialist, Consumer BankingJob Summary:We are seeking a highly skilled Legal Specialist to join our Consumer Banking team. As a Legal Specialist, you will be responsible for providing legal advice and support to the business, ensuring compliance with relevant laws and regulations.Key Responsibilities:Provide legal advice and support to the...

Job Title: KYC Compliance SpecialistJob Summary:The KYC Compliance Specialist will be responsible for ensuring that all client onboarding processes are compliant with regulatory requirements. This includes developing and implementing effective KYC policies and procedures, conducting risk assessments, and providing training to staff on KYC compliance.Key...

Unlock Your Potential in Compliance MonitoringMUFG is seeking a skilled Compliance Monitoring Specialist to join our team. As a key member of our compliance function, you will play a critical role in ensuring the Bank's business divisions, product lines, and operational systems comply with regulatory requirements.Main Responsibilities:Develop and implement...