Senior Banking and Compliance Specialist

Job Purpose: To ensure the bank's regulatory compliance with RBI guidelines and policies, formulating and reviewing policy frameworks, and advising business units on regulatory matters.Key Responsibilities:Review and implement new products and process approval notes.Review and maintain policies and procedures.Disseminate regulatory circulars to relevant...

Job Description:Job Title: Compliance ManagerJob Purpose: To formulate and review policy, ensuring compliance with RBI regulations, filing returns, and handling RBI inspections. The role also involves advising business on regulatory matters and reviewing new products and processes from a regulatory perspective.Key Responsibilities:Review new product and...

Job SummaryDBS Bank is seeking a highly skilled Compliance Specialist to join our Consumer Banking team. As a key member of our compliance team, you will play a critical role in ensuring that our business initiatives and practices comply with applicable rules and regulations.Key ResponsibilitiesManage regulatory risk and ensure compliance with relevant laws...

Company OverviewSMMC is a leading financial institution with a strong presence in Asia, offering a range of banking services to clients globally.Job SummaryWe are seeking a highly skilled Compliance Testing Specialist to join our team in India.Key ResponsibilitiesConduct regular compliance testing and monitoring to ensure adherence to regulatory...

Job SummaryWe are seeking a highly skilled Compliance Manager to join our team at Banking and NBFC job. The successful candidate will be responsible for formulating and reviewing policies, ensuring compliance with RBI regulations, and providing regulatory guidance to the business.Key ResponsibilitiesReview and approve new products and processes to ensure...

Overview of the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at RBC Capital Markets, LLC. This individual will be responsible for providing advisory coverage and conducting ongoing monitoring of various banking activities to ensure compliance with key regulations issued by City National Bank's primary U.S.-based...

Job Title: Assistant Vice President-Compliance TestingAt Sumitomo Mitsui Banking Corporation – SMBC Group, we are seeking a highly skilled and experienced professional to join our team as Assistant Vice President-Compliance Testing. This role will be responsible for conducting compliance testing and monitoring as per Head Office and RBI guidelines,...

Job Title: Assistant Vice President-Compliance TestingSumitomo Mitsui Banking Corporation – SMBC Group is seeking a highly skilled and experienced professional to join our team as Assistant Vice President-Compliance Testing. This role will be responsible for conducting compliance testing and monitoring as per Head Office and RBI guidelines, including...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at RBC Capital Markets, LLC. As a key member of our compliance team, you will be responsible for providing advisory coverage and conducting ongoing monitoring of various banking activities for compliance with key regulations issued by City National Bank's primary...

About the RoleWe are seeking a highly skilled and experienced Senior Banking Legal Specialist to join our team at Axis Bank. As a key member of our legal department, you will play a crucial role in supporting the collection and recovery functions of the business.

About Us Fullon Finance Private Limited is a leading financial services company and an integral part of the Fullon Group. The group has made significant strides in public issues, fundraising, mergers & acquisitions, and financial restructuring.Role: Senior Compliance Specialist Location: Mumbai, IndiaJob Description:Key Responsibilities:Regulatory...

Compliance Monitoring and Control SpecialistMUFG is committed to excellence in our compliance programs, and we are seeking a highly skilled Compliance Monitoring and Control Specialist to support the effective management of our compliance risk framework.Main Responsibilities:Develop and implement comprehensive compliance monitoring and control procedures to...

Axis Bank seeks an experienced Compliance Specialist to ensure adherence to all regulatory requirements and drive compliance across the Bank's functions.Key Responsibilities:Disseminate regulatory guidelines and provide clear instructions to departments.Follow up and ensure implementation of agreed actions.Provide compliance-related inputs and conduct risk...

Governance, Risk, and Compliance RoleThe Unity Small Finance Bank Limited is seeking a skilled Governance, Risk, and Compliance Specialist to join its team. As a key member of the organization, you will be responsible for overseeing the Governance, Risk, and Compliance framework within the bank.ResponsibilitiesConduct Operational Risk reporting, including Op...

The Senior AML Compliance Specialist will be responsible for monitoring and tracking of the KYC records and Appendix approval process, assisting with the development and execution of action planning for expiring records, and ensuring records are not past due. This role will also involve conducting client profile reviews for customer accounts, reviewing all...

Job Title: Legal Specialist, Consumer BankingJob Summary:We are seeking a highly skilled Legal Specialist to join our Consumer Banking team. As a Legal Specialist, you will be responsible for providing legal advice and support to the business, ensuring compliance with relevant laws and regulations.Key Responsibilities:Provide legal advice and support to the...

Job Title: KYC Compliance SpecialistJob Summary:The KYC Compliance Specialist will be responsible for ensuring that all client onboarding processes are compliant with regulatory requirements. This includes developing and implementing effective KYC policies and procedures, conducting risk assessments, and providing training to staff on KYC compliance.Key...

Job TitleAML and Regulatory Compliance SpecialistJob SummaryDBS Bank is seeking an experienced AML and Regulatory Compliance Specialist to join our Institutional Banking Group. The successful candidate will be responsible for managing the Risk & Governance associated with KYC / AML for Institutional Banking Group.Key ResponsibilitiesManage the Risk &...

Job PurposeAs a key member of the DBS Bank compliance team, you will play a crucial role in ensuring the bank's interests are protected by maintaining a strong compliance culture and adhering to regulatory requirements.Key ResponsibilitiesDevelop and implement compliance strategies to mitigate regulatory riskCollaborate with business stakeholders to ensure...

Unlock Your Potential in Compliance MonitoringMUFG is seeking a skilled Compliance Monitoring Specialist to join our team. As a key member of our compliance function, you will play a critical role in ensuring the Bank's business divisions, product lines, and operational systems comply with regulatory requirements.Main Responsibilities:Develop and implement...