Compliance Specialist

3 weeks ago


Mumbai, Maharashtra, India Banking and NBFC job Full time
Job Description:

Job Title: Compliance Manager

Job Purpose: To formulate and review policy, ensuring compliance with RBI regulations, filing returns, and handling RBI inspections. The role also involves advising business on regulatory matters and reviewing new products and processes from a regulatory perspective.

Key Responsibilities:

  • Review new product and process approval notes.
  • Review policies and procedures.
  • Disseminate regulatory circulars.
  • Track and follow up on policy implementation.
  • Review control frameworks.
  • Prepare ad hoc reports and analysis as required.

Requirements:

  • Minimum 10 years of experience in financial compliance.

Working Environment: Banking and NBFC job



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