Compliance Specialist

3 weeks ago


Mumbai, Maharashtra, India GEPL Capital Full time

At GEPL Capital, we are committed to maintaining the highest standards of compliance and integrity in our operations. We are seeking a highly skilled Compliance Specialist to join our team and play a key role in ensuring that our business practices align with regulatory requirements.

The Role

As a Compliance Specialist, you will be responsible for:

  • Overseeing all aspects of compliance with internal policies and regulatory requirements.
  • Identifying current/potential compliance issues and escalating them to ensure timely remedial actions.
  • Reviewing and updating compliance policies and procedures.
  • Monitoring regulatory developments and updating policies to reflect these in collaboration with team members.
  • Conducting training on compliance matters to raise awareness across the organisation.

Ideal Profile

  • You have at least 1 year experience including solid experience in a similar role within Financial Services.
  • You possess excellent communication and business partnering skills and can collaborate effectively with multiple stakeholders.
  • You have working knowledge of good communication, knowledge of SEBI rules and guidelines, NISM-Series-IIIA (Securities Intermediaries Compliance) and Excel knowledge.
  • You possess strong analytical skills and are comfortable dealing with numerical data.
  • You are highly goal driven and work well in fast-paced environments.
  • You pay strong attention to detail and deliver work that is of a high standard.

What's on Offer?

  • Opportunity to make a positive impact.
  • A role that offers a breadth of learning opportunities.


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