Compliance Specialist
3 weeks ago
At GEPL Capital, we are committed to maintaining the highest standards of compliance and integrity in our operations. We are seeking a highly skilled Compliance Specialist to join our team and play a key role in ensuring that our business practices align with regulatory requirements.
The Role
As a Compliance Specialist, you will be responsible for:
- Overseeing all aspects of compliance with internal policies and regulatory requirements.
- Identifying current/potential compliance issues and escalating them to ensure timely remedial actions.
- Reviewing and updating compliance policies and procedures.
- Monitoring regulatory developments and updating policies to reflect these in collaboration with team members.
- Conducting training on compliance matters to raise awareness across the organisation.
Ideal Profile
- You have at least 1 year experience including solid experience in a similar role within Financial Services.
- You possess excellent communication and business partnering skills and can collaborate effectively with multiple stakeholders.
- You have working knowledge of good communication, knowledge of SEBI rules and guidelines, NISM-Series-IIIA (Securities Intermediaries Compliance) and Excel knowledge.
- You possess strong analytical skills and are comfortable dealing with numerical data.
- You are highly goal driven and work well in fast-paced environments.
- You pay strong attention to detail and deliver work that is of a high standard.
What's on Offer?
- Opportunity to make a positive impact.
- A role that offers a breadth of learning opportunities.
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