Senior Governance Risk and Compliance Specialist

4 weeks ago


Mumbai, Maharashtra, India Unity Small Finance Bank Limited Full time
Governance, Risk, and Compliance Role

The Unity Small Finance Bank Limited is seeking a skilled Governance, Risk, and Compliance Specialist to join its team. As a key member of the organization, you will be responsible for overseeing the Governance, Risk, and Compliance framework within the bank.

Responsibilities

  • Conduct Operational Risk reporting, including Op Loss, Near Miss, and KRI assessments.
  • Undertake testing and gap remediation through RCSA, ensuring compliance with established SOPs, and updating documentation as necessary.
  • Manage the PAC, SOP, and Outsourcing processes within the Unit to maintain a robust risk culture.
  • Oversee Business Continuity Planning (BCP) and ensure timely and accurate Regulatory Reporting.
  • Serve as the Single Point of Contact for various risk control purposes such as IFC, RBI, Audit, and Compliance.
  • Establish and lead the Business Operational Risk Committee (BORC) meetings, documenting minutes, and generating action plans.

Qualification and Education Requirements

  • Graduate/Post Graduate with a minimum of 5 years' experience in First, Second, or Third Line of Defence.
  • Strong experience in Banking operations with knowledge of Banking products.
  • Specific experience in Digital Banking, Business Banking, Banking Operations, or Inclusive Banking is highly preferred.

Preferred Candidate Profile

  • Candidates with experience in banks, particularly those with expertise in SME, Venture Debt & SF, Initial & Startup Funding, CMS, Vendor financing.
  • Proficient in product knowledge and risk management across various lines of defence.
  • This position offers an opportunity to contribute to the robust governance, risk, and compliance framework within the organization, reporting directly to the Unit Head.


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