Compliance Testing Specialist
5 days ago
At Sumitomo Mitsui Banking Corporation – SMBC Group, we are seeking a highly skilled and experienced professional to join our team as Assistant Vice President-Compliance Testing. This role will be responsible for conducting compliance testing and monitoring as per Head Office and RBI guidelines, including submission of Tranche data.
Key Responsibilities:- Conduct Compliance testing and monitoring as per Head Office and RBI guidelines.
- Submit the report to Management and Local Management Committee.
- Carry out Compliance Risk Assessment and Compliance Action Plan on annual basis.
- Follow up with the Heads of the Department to ensure closure and rectification of the Compliance Observations.
- Understanding of Compliance Functions of FIs (preferably foreign Banks).
- Compliance, Staff having experience in Internal Audit of the banks (preferably foreign banks) or CA firms having experience in bank audit.
- 4-8 years of relevant experience.
- Bachelors / Masters in relevant fields. Professional degrees /diploma preferred.
Sumitomo Mitsui Banking Corporation – SMBC Group is one of the largest Japanese banks by assets, with strong credit ratings across the globe. We offer personal, corporate and investment banking services to our customer network that extends across 39 countries and regions.
-
Compliance Testing Specialist
6 days ago
Mumbai, Maharashtra, India Sumitomo Mitsui Banking Corporation – SMBC Group Full timeJob Title: Compliance Testing SpecialistSumitomo Mitsui Banking Corporation – SMBC Group is seeking a highly skilled Compliance Testing Specialist to join our team in India. As a key member of our Compliance Department, you will be responsible for conducting Compliance testing and monitoring as per Head Office and RBI guidelines.Key...
-
Compliance Testing Specialist
6 days ago
Mumbai, Maharashtra, India Sumitomo Mitsui Banking Corporation – SMBC Group Full timeJob Title: Assistant Vice President-Compliance TestingSumitomo Mitsui Banking Corporation – SMBC Group is seeking a highly skilled and experienced professional to join our team as Assistant Vice President-Compliance Testing. This role will be responsible for conducting compliance testing and monitoring as per Head Office and RBI guidelines, including...
-
Compliance Specialist
6 days ago
Mumbai, Maharashtra, India Smith+Nephew Full timeJob Title: Compliance SpecialistSmith+Nephew is seeking a highly skilled Compliance Specialist to join our team in Mumbai. As a Compliance Specialist, you will play a critical role in ensuring the effective functioning of our Global Compliance Program.Key Responsibilities:Support the Senior Compliance Director in ensuring the effective functioning of the...
-
Compliance Specialist
6 days ago
Mumbai, Maharashtra, India Smith+Nephew Full timeJob Title: Compliance SpecialistSmith+Nephew is seeking a highly skilled Compliance Specialist to join our team in Mumbai. As a key member of our compliance team, you will play a critical role in ensuring the effective functioning of our global compliance program.Key Responsibilities:Support the Senior Compliance Director in ensuring the effective...
-
Compliance Monitoring Specialist
4 days ago
Mumbai, Maharashtra, India MUFG Full timeUnlock Your Potential in Compliance MonitoringMUFG is seeking a skilled Compliance Monitoring Specialist to join our team. As a key member of our compliance function, you will play a critical role in ensuring the Bank's business divisions, product lines, and operational systems comply with regulatory requirements.Main Responsibilities:Develop and implement...
-
Compliance Monitoring Specialist
19 hours ago
Mumbai, Maharashtra, India MUFG Full timeEmpowering Compliance ExcellenceMUFG is seeking a skilled Compliance Monitoring Specialist to ensure the Bank's business division(s), product line, and operational system adhere to regulatory requirements. As a key member of the Compliance team, you will communicate, coordinate, and monitor regulatory compliance policies, systems, and procedures, providing...
-
Compliance Regulatory Testing Specialist
6 days ago
Mumbai, Maharashtra, India 23443 Citibank N.A. India - INR CCY Full timeJob Title: Assistant Vice President- Compliance Regulatory TestingCiti is seeking a highly skilled and experienced Assistant Vice President- Compliance Regulatory Testing to join our team in Mumbai. As a key member of our Compliance and Control team, you will be responsible for assessing compliance risks and controls implemented by Citi's first and second...
-
Desktop Support Specialist
2 days ago
Mumbai, Maharashtra, India Excis Compliance ltd Full timeJob Title: Desktop Support SpecialistJob Summary:We are seeking a skilled Desktop Support Specialist to join our team at Excis Compliance ltd. As a Desktop Support Specialist, you will be responsible for providing exceptional technical support to our diverse user base, ensuring seamless operation of desktop systems and applications.Key Responsibilities:-...
-
Compliance Specialist
6 days ago
Mumbai, Maharashtra, India DBS Bank Full timeJob SummaryDBS Bank is seeking a highly skilled Compliance Specialist to join our team. As a Compliance Specialist, you will play a critical role in ensuring that our business initiatives and practices comply with applicable rules and regulations.Key ResponsibilitiesManage regulatory risk and ensure compliance with relevant laws and regulations.Drive a...
-
Desktop Support Specialist
18 hours ago
Mumbai, Maharashtra, India Excis Compliance ltd Full timeJob Title: Desktop Support SpecialistJob Summary: We are seeking a skilled Desktop Support Specialist to join our team at Excis Compliance ltd. As a Desktop Support Specialist, you will be responsible for providing exceptional technical support to our diverse user base, ensuring seamless operation of desktop systems and applications.Key Responsibilities:-...
-
Tax Compliance Specialist
6 days ago
Mumbai, Maharashtra, India Aptia Group Full timeJob Title: Tax Compliance SpecialistAt Aptia Group, we are seeking a highly skilled Tax Compliance Specialist to join our team. The successful candidate will be responsible for ensuring the company's compliance with all tax laws and regulations.Key Responsibilities:Ensure accurate and timely TDS deduction on invoices.Prepare and file TDS returns and payments...
-
IT Compliance Specialist
1 day ago
Mumbai, Maharashtra, India Piramal Capital & Housing Finance Limited Full timeJob Summary:Piramal Capital & Housing Finance Limited is seeking a highly skilled IT Compliance Specialist to join our team. The successful candidate will be responsible for ensuring that our IT infrastructure meets the highest standards of compliance with regulatory frameworks such as ISO 27001, RBI, and GDPR.Key Responsibilities:Work closely with the...
-
Global Partnership Specialist
6 days ago
Mumbai, Maharashtra, India Excis Compliance ltd Full timeJob SummaryWe are seeking a highly skilled Global Partnership Specialist to join our team at Excis Compliance ltd. As a key member of our partnership team, you will be responsible for identifying and developing new business opportunities with global partners and vendors.Key ResponsibilitiesExplore New Business Opportunities: Identify and develop new business...
-
Compliance Risk Management Specialist
19 hours ago
Mumbai, Maharashtra, India 9478 Deutsche India Private Limited Full timeJob Summary9478 Deutsche India Private Limited is seeking a highly skilled Compliance Risk Management Specialist to join our team. As a Compliance Risk Management Specialist, you will be responsible for providing assurance testing on the design and operating effectiveness of our control environment and adherence to applicable regulations and our policies.Key...
-
Trade Compliance Specialist
6 days ago
Mumbai, Maharashtra, India Enfusion Full timeAbout EnfusionEnfusion is a pioneering company in the development of innovative, native cloud investment management software, analytics, and managed services for asset managers and hedge funds worldwide. Our global presence spans four continents, with offices that underpin the investment operations of fund managers.The RoleWe are seeking a skilled Trade...
-
AML Compliance Specialist
6 days ago
Mumbai, Maharashtra, India DBS Bank Full timeJob Title: AML Compliance SpecialistDBS Bank is seeking a highly skilled AML Compliance Specialist to join our team. As a key member of our Legal, Compliance & Secretariat department, you will play a critical role in ensuring the bank's interests are protected by zealously guarding and enhancing its reputation and capital.Key Responsibilities:Effective...
-
Regulatory Compliance Specialist
3 days ago
Mumbai, Maharashtra, India Tata AIA Life Insurance Full timeJob Title: Regulatory Compliance SpecialistJob Summary:We are seeking a highly motivated and detail-oriented Regulatory Compliance Specialist to join our team at Tata AIA Life Insurance. As a key member of our Compliance department, you will be responsible for ensuring that our products and services comply with all relevant regulatory requirements.Key...
-
Human Resources Specialist
4 days ago
Navi Mumbai, Maharashtra, India Excis Compliance ltd Full timeJob SummaryWe are seeking a highly skilled Human Resources Specialist to join our team at Excis Compliance ltd. The successful candidate will be responsible for providing HR support to our EMEA region, ensuring compliance with labor laws and regulations.Key Responsibilities:Onboarding and induction of new hiresOffboarding employeesLetter drafting...
-
Assurance Testing Specialist
6 days ago
Mumbai, Maharashtra, India DBS Bank Full timeJob Title: Assurance Testing SpecialistJoin DBS Bank as an Assurance Testing Specialist and be part of our team that supports assurance-related assignments for IBG India.Key Responsibilities:Implement existing IBG assurance framework and methodologies in line with Group.Be sensitive and aware of financial crime risk landscape of different business segments...
-
Global Trade Compliance Specialist
18 hours ago
Mumbai, Maharashtra, India Ashland Full timeGlobal Trade Compliance SpecialistAshland India Private Ltd is seeking a skilled professional to fill the role of Global Trade Compliance Specialist. This position will be responsible for ensuring the company's import and export activities are executed in compliance with all applicable laws and regulations.The ideal candidate will have at least 5 years of...