Compliance Specialist

6 days ago


Mumbai, Maharashtra, India DBS Bank Full time

Job Summary

DBS Bank is seeking a highly skilled Compliance Specialist to join our team. As a Compliance Specialist, you will play a critical role in ensuring that our business initiatives and practices comply with applicable rules and regulations.

Key Responsibilities

  • Manage regulatory risk and ensure compliance with relevant laws and regulations.
  • Drive a compliance culture and standards within the organization.
  • Implement regulatory requirements and manage efficient relationships with regulators.
  • Assess and mitigate regulatory and compliance risks.
  • Provide trusted advice to business stakeholders and other teams.

Requirements

  • 10-12 years of experience in the banking industry.
  • Extensive knowledge of banking and financial services regulatory aspects.
  • Knowledge of consumer banking business and regulatory requirements.
  • Strong diagnostic skills and rigorous approach to problem-solving.
  • Excellent communication and negotiation skills.

Working Relationships

Efficient working relationships with business heads, product managers, and other internal support functions. Ongoing regulatory engagement with RBI, SEBI, and IRDA.



  • Mumbai, Maharashtra, India Smith+Nephew Full time

    Job Title: Compliance SpecialistSmith+Nephew is seeking a highly skilled Compliance Specialist to join our team in Mumbai. As a Compliance Specialist, you will play a critical role in ensuring the effective functioning of our Global Compliance Program.Key Responsibilities:Support the Senior Compliance Director in ensuring the effective functioning of the...


  • Mumbai, Maharashtra, India Excis Compliance ltd Full time

    Job Title: Desktop Support SpecialistJob Summary:We are seeking a skilled Desktop Support Specialist to join our team at Excis Compliance ltd. As a Desktop Support Specialist, you will be responsible for providing exceptional technical support to our diverse user base, ensuring seamless operation of desktop systems and applications.Key Responsibilities:-...


  • Mumbai, Maharashtra, India Excis Compliance ltd Full time

    Job Title: Desktop Support SpecialistJob Summary: We are seeking a skilled Desktop Support Specialist to join our team at Excis Compliance ltd. As a Desktop Support Specialist, you will be responsible for providing exceptional technical support to our diverse user base, ensuring seamless operation of desktop systems and applications.Key Responsibilities:-...


  • Mumbai, Maharashtra, India Smith+Nephew Full time

    Job Title: Compliance SpecialistSmith+Nephew is seeking a highly skilled Compliance Specialist to join our team in Mumbai. As a key member of our compliance team, you will play a critical role in ensuring the effective functioning of our global compliance program.Key Responsibilities:Support the Senior Compliance Director in ensuring the effective...


  • Mumbai, Maharashtra, India Excis Compliance ltd Full time

    Job SummaryWe are seeking a highly skilled Global Partnership Specialist to join our team at Excis Compliance ltd. As a key member of our partnership team, you will be responsible for identifying and developing new business opportunities with global partners and vendors.Key ResponsibilitiesExplore New Business Opportunities: Identify and develop new business...


  • Mumbai, Maharashtra, India Piramal Capital & Housing Finance Limited Full time

    Job Summary:Piramal Capital & Housing Finance Limited is seeking a highly skilled IT Compliance Specialist to join our team. The successful candidate will be responsible for ensuring that our IT infrastructure meets the highest standards of compliance with regulatory frameworks such as ISO 27001, RBI, and GDPR.Key Responsibilities:Work closely with the...


  • Mumbai, Maharashtra, India DBS Bank Full time

    Job Title: AML Compliance SpecialistDBS Bank is seeking a highly skilled AML Compliance Specialist to join our team. As a key member of our Legal, Compliance & Secretariat department, you will play a critical role in ensuring the bank's interests are protected by zealously guarding and enhancing its reputation and capital.Key Responsibilities:Effective...


  • Mumbai, Maharashtra, India Sumitomo Mitsui Banking Corporation – SMBC Group Full time

    Job Title: Compliance Testing SpecialistSumitomo Mitsui Banking Corporation – SMBC Group is seeking a highly skilled Compliance Testing Specialist to join our team in India. As a key member of our Compliance Department, you will be responsible for conducting Compliance testing and monitoring as per Head Office and RBI guidelines.Key...


  • Mumbai, Maharashtra, India Tata AIA Life Insurance Full time

    Job Title: Regulatory Compliance SpecialistJob Summary:We are seeking a highly motivated and detail-oriented Regulatory Compliance Specialist to join our team at Tata AIA Life Insurance. As a key member of our Compliance department, you will be responsible for ensuring that our products and services comply with all relevant regulatory requirements.Key...


  • Navi Mumbai, Maharashtra, India Excis Compliance ltd Full time

    Job SummaryWe are seeking a highly skilled Human Resources Specialist to join our team at Excis Compliance ltd. The successful candidate will be responsible for providing HR support to our EMEA region, ensuring compliance with labor laws and regulations.Key Responsibilities:Onboarding and induction of new hiresOffboarding employeesLetter drafting...


  • Mumbai, Maharashtra, India Ashland Full time

    Global Trade Compliance SpecialistAshland India Private Ltd is seeking a skilled professional to fill the role of Global Trade Compliance Specialist. This position will be responsible for ensuring the company's import and export activities are executed in compliance with all applicable laws and regulations.The ideal candidate will have at least 5 years of...


  • Mumbai, Maharashtra, India Jay FineChem Private Limited Full time

    Job Title: Export Compliance SpecialistAt Jay FineChem Private Limited, we are seeking an experienced Export Compliance Specialist to join our team. This role will be responsible for ensuring compliance with regulatory requirements and managing all documentation related to import and export shipments.Key Responsibilities:Prepare and manage all documentation...

  • Compliance Specialist

    21 hours ago


    Mumbai, Maharashtra, India Smith+Nephew Full time

    Job Summary:We are seeking a highly skilled Compliance Specialist to join our team at Smith+Nephew. As a key member of our compliance program, you will play a critical role in ensuring the effective functioning of our global compliance program.Key Responsibilities:Support the Senior Compliance Director in ensuring the effective functioning of the Global...


  • Mumbai, Maharashtra, India Tata AIA Life Insurance Full time

    Job Title: Regulatory Compliance SpecialistJob Summary:We are seeking a highly motivated and detail-oriented Regulatory Compliance Specialist to join our team at Tata AIA Life Insurance. The successful candidate will be responsible for ensuring compliance with regulatory requirements and providing legal support in product filings.Key...


  • Mumbai, Maharashtra, India Cimpress India Full time

    Job Title: Trade Compliance SpecialistOverview of Role:The Trade Compliance Specialist will be responsible for ensuring the organization's adherence to all international trade laws and regulations. This role involves managing and monitoring export/import activities, conducting internal audits, and ensuring compliance with the U.S. and foreign government...


  • Mumbai, Maharashtra, India Green Shoots HR Solutions Full time

    Job SummaryWe are seeking a highly skilled Tax Compliance Specialist to join our team at Green Shoots HR Solutions. The ideal candidate will have expertise in indirect tax compliance, VAT, and sales tax, with a strong understanding of tax laws and regulations.The successful candidate will be responsible for monitoring timely statutory indirect tax...


  • Mumbai, Maharashtra, India RBC Capital Markets, LLC Full time

    Job DescriptionWe are seeking a highly skilled Compliance Specialist to join our team at RBC Capital Markets, LLC. As a Compliance Specialist, you will play a critical role in ensuring that our banking activities comply with key regulations issued by City National Bank's primary U.S. based prudential regulators.Key Responsibilities:Provide advisory coverage...


  • Mumbai, Maharashtra, India MUFG Full time

    Unlock Your Potential in Compliance MonitoringMUFG is seeking a skilled Compliance Monitoring Specialist to join our team. As a key member of our compliance function, you will play a critical role in ensuring the Bank's business divisions, product lines, and operational systems comply with regulatory requirements.Main Responsibilities:Develop and implement...


  • Mumbai, Maharashtra, India 9608 Deutsche India Private Limited, Mumbai Branch Full time

    Job Title: KYC Compliance SpecialistJob Summary:We are seeking a highly skilled KYC Compliance Specialist to join our team at 9608 Deutsche India Private Limited, Mumbai Branch. As a KYC Compliance Specialist, you will be responsible for ensuring that our clients are properly onboarded and that all necessary compliance requirements are met.Key...


  • Mumbai, Maharashtra, India Green Shoots HR Solutions Full time

    Job Title: Direct Indirect TaxesWe are seeking a highly skilled and experienced Tax Compliance Specialist to join our team at Green Shoots HR Solutions. The ideal candidate will have a strong background in tax compliance and a proven track record of ensuring timely statutory indirect tax compliances.The successful candidate will be responsible for monitoring...