Senior Financial Regulatory Compliance Expert

Regulatory Compliance Specialist Job DescriptionThis role focuses on ensuring adherence to regulatory requirements and governance processes. The successful candidate will work closely with senior leadership and board-level committees to provide compliance guidance and support.Key Responsibilities:Regulatory Monitoring & Implementation:Track and evaluate...

Senior Regulatory Advisor RoleWe are seeking highly skilled and experienced professionals to join our team as Senior Regulatory Advisors. This role will play a critical part in guiding clients through complex regulatory landscapes, ensuring they remain compliant with ever-changing regulations.The successful candidate will have a strong background in...

Job OverviewThe Compliance Executive plays a pivotal role in maintaining regulatory compliance across residential child care facilities.This key position involves conducting regular audits to ensure accurate records and safeguarding practices are upheld.Close liaison with Registered Managers and senior management teams is crucial for ensuring accurate...

Accounting Specialist RoleThis key position involves the preparation and maintenance of financial statements in accordance with Generally Accepted Accounting Principles (GAAP).Main Responsibilities:Maintain accurate and up-to-date accounting records and ledgers for client entities in compliance with GAAP standards.Prepare and verify financial statements and...

Accounting Specialist PositionA forward-thinking organization seeks an experienced accounting specialist to assume key responsibilities in financial record management, tax compliance, and client advisory services.Key Responsibilities:Ensure the accuracy and integrity of financial records for US-based clients by maintaining ledgers, journals, and financial...

Job Title:Compliance ManagerOverview:This role is responsible for leading the organization's compliance programs. The Manager will partner with IT, Legal, Finance, and business teams to identify risks, monitor compliance, and implement controls that protect the organization while enabling innovation and growth.The Compliance Manager ensures that business...

Key Responsibilities of a Compliance OfficerPeriodically upload regulatory submissions to IRDA portal with stakeholder concurrence.Aware of submission processes, including new business submissions, schedules submissions, SP submissions, complaints submissions, and financial statements submissions, with timely submission to regulators.Maintain regulatory...

Compliance management plays a pivotal role in ensuring the integrity of our operations.We are seeking an experienced Compliance Manager to oversee the timely submission of regulatory filings and returns.The ideal candidate will have expertise in anti-money laundering (AML) transaction monitoring, risk categorization, and effective communication with...

Senior Manager/Chief Compliance Officer - AIF/PMS/Fixed IncomeWe are seeking an experienced Senior Manager/Chief Compliance Officer to join our team in leading a fund management firm.Responsibilities:To coordinate with clients for SEBI AIF/PMS compliancesTo resolve regulatory queries of clientsTo co-ordinate during inspections/auditsTo assist in group level...

Compliance Manager Job ProfileWe seek a seasoned Compliance Manager to spearhead our regulatory compliance efforts.This role entails ensuring adherence to relevant laws, regulations, and guidelines. Key responsibilities include:Maintaining strict compliance with IFSCA, SEBI AIF, PMS Guidelines and Regulations, FEMA, Anti Money Laundering laws, and supporting...