
Senior Compliance Officer
7 hours ago
We are seeking an experienced Senior Manager/Chief Compliance Officer to join our team in leading a fund management firm.
- Responsibilities:
- To coordinate with clients for SEBI AIF/PMS compliances
- To resolve regulatory queries of clients
- To co-ordinate during inspections/audits
- To assist in group level restructuring projects
- To ensure regulatory compliances for the company
Requirements:
- A good experience in activities in the securities market or financial products
- Candidates with exposure in AIF/PMS compliance
What We Offer:
- Excellent verbal and written communication skills
About This Role:
This is a key role that will be responsible for ensuring compliance with regulatory requirements. The ideal candidate will have excellent communication skills, strong analytical skills and the ability to work independently.
We are looking for someone who can work closely with our clients to ensure that they are compliant with all regulatory requirements. The candidate should also have a good understanding of the securities market and financial products.
The successful candidate will have a strong background in compliance management and will be able to provide guidance on regulatory matters. They will also be responsible for coordinating with our internal teams to ensure that all regulatory requirements are met.
Benefits:
- Competitive salary and benefits package
Contact Us:
If you are interested in this role, please send your updated CV to us.
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