Senior Regulatory Compliance Expert

2 days ago


Cochin, Kerala, India beBeeCompliance Full time ₹ 17,49,098 - ₹ 25,12,085
Regulatory Compliance Specialist Job Description

This role focuses on ensuring adherence to regulatory requirements and governance processes. The successful candidate will work closely with senior leadership and board-level committees to provide compliance guidance and support.

Key Responsibilities:
  • Regulatory Monitoring & Implementation:
    • Track and evaluate regulatory updates relevant to the organization, assessing their impact on policies and business processes.
    • Disseminate updates to senior management and ensure timely implementation.
  • Compliance Advisory & Governance:
    • Evaluate and ensure strict adherence to RBI and SEBI guidelines.
    • Provide advisory services to business teams on loan proposals and related matters.
    • Present compliance updates and key issues to the Board and board committees.
  • Reporting & Communication:
    • Prepare and submit periodic returns to RBI and other regulators.
    • Act as a single point of contact for regulatory queries and clarifications.
    • Coordinate with group entities to share compliance updates and submit data.
  • Testing & Review:
    • Develop an annual compliance testing plan and implement it effectively.
    • Report significant compliance lapses to the Audit Committee and senior leadership.
    • Conduct regular compliance reviews and test internal controls across departments.
  • Audit & Inspection Management:
    • Lead annual RBI inspections, statutory and internal audits, and other regulatory reviews.
    • Ensure audit readiness, effective participation, and timely closure of audit findings.
  • Legal:
    • Handle legal matters including contracts, compliance, litigation, and regulatory affairs.


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