Lead Auditor for Securities Markets

2 days ago


Mumbai, Maharashtra, India Leading Securities Broking Full time

Leading Securities Broking seeks an experienced Lead Auditor to join our team.

As a Lead Auditor, you will be responsible for leading internal audits as per the annual audit plan, evaluating the adequacy and effectiveness of internal controls relating to risks within those business areas, and verifying compliance with all applicable laws and regulations.

The ideal candidate will have at least 5-6 years of experience in stockbroking, securities markets, and investment advisory, with a strong understanding of the risks and regulatory requirements for stockbrokers, capital markets, and investment advisory.

We are looking for someone with effective verbal, written, and negotiation skills, as well as project management skills, influencing, and relationship management skills.

A CA qualification is essential, with related certifications such as CFA, FRM, or CISA being preferred.

You should also have working knowledge of data analytics tools like ACL Analytics, Tableau, or Power BI.

We offer a competitive salary of ₹45 to ₹50 lakhs per annum, making this an excellent opportunity for a professional looking to advance their career.


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