Internal Auditor for Securities Broking
4 days ago
A highly skilled Internal Auditor is required to join our team at Leading Securities Broking in Mumbai.
Job Summary:
As an Internal Auditor, you will be responsible for leading internal audits as per the annual audit plan and evaluating the adequacy and effectiveness of internal controls relating to risks within business areas. You will also verify compliance with all applicable laws and regulations.
Duties and Responsibilities:
- Lead internal audits end-to-end, planning and executing audit fieldwork in line with the agreed audit approach.
- Evaluate team's performance and development as part of the annual appraisal process.
- Develop and maintain professional working relationships with colleagues and stakeholders.
- Act as a role model to new employees, providing help and support for early integration and assimilation of the new environment.
- Monitor implementation of remedial action plans within agreed timelines.
- Facilitate execution of the annual internal audit plan by external internal auditors within timelines.
Requirements:
- Candidates must have a minimum of 6+ years' experience in Stock Broking, Securities Markets, and Investment Advisory.
- Audit experience with stockbrokers / BFSI sector / audit firms is essential.
- Business knowledge and an understanding of the risks and regulatory requirements for Stockbrokers, Capital Markets, and Investment Advisory are necessary.
- Effective verbal, written, and negotiation skills are required.
- Effective project management skills, influencing, and relationship management skills are essential.
Salary: ₹45 to ₹50 lakhs per annum
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