Broking Industry Senior Manager
3 weeks ago
We are seeking an experienced Broking Industry Senior Manager to join our team at Choice International Limited. As a key member of our leadership team, you will be responsible for overseeing the day-to-day operational activities of our broking company.
This role involves managing processes, ensuring compliance with regulatory requirements, improving efficiency, and leading the operations team. You will work closely with our sales and customer service teams to enhance the overall client experience.
The ideal candidate should have extensive experience in the broking industry, strong leadership skills, and a deep understanding of financial markets and regulations.
Key Responsibilities- Lead and manage the operations team, providing guidance, training, and support.
- Foster a culture of high performance, accountability, and continuous improvement within the team.
Estimated Salary: $100,000 - $160,000 per annum, depending on experience.
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Mumbai, Maharashtra, India The Premier Consultants ( Recruitment Company ) Full timeThe Premier Consultants (Recruitment Company) is seeking an experienced Senior Compliance Specialist to lead diversified financial services. We require a strong background in Retail Broking, Depository operations, and stock Broking Compliance.Job Summary:This role involves ensuring adherence to regulatory requirements, managing broking operations, and...
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Internal Auditor for Securities Broking
3 weeks ago
Mumbai, Maharashtra, India Leading Securities Broking Full timeA highly skilled Internal Auditor is required to join our team at Leading Securities Broking in Mumbai.Job Summary:As an Internal Auditor, you will be responsible for leading internal audits as per the annual audit plan and evaluating the adequacy and effectiveness of internal controls relating to risks within business areas. You will also verify compliance...
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Lead Internal Auditor
7 days ago
Mumbai, Maharashtra, India Leading Securities Broking Full timeAbout the RoleWe are seeking a seasoned Lead Internal Auditor to join our team at Leading Securities Broking. As a key member of our internal audit function, you will be responsible for leading audits and ensuring the effectiveness of our controls.Job DescriptionThe successful candidate will have a minimum of 5-6 years of experience in internal auditing,...
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Senior Auditor
4 weeks ago
Mumbai, Maharashtra, India Leading Securities Broking Full timeJoin Leading Securities Broking as a Senior Auditor for Securities Markets and take your career to new heights. With a salary of 45 lakhs, this role is perfect for individuals with at least 6 years of experience in stock broking, securities markets, and investment advisory.About the RoleThis position is responsible for leading internal audits as per the...
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Lead Internal Auditor
1 week ago
Mumbai, Maharashtra, India Leading Securities Broking Full timeAbout the RoleWe are seeking a seasoned Lead Internal Auditor to join our team at Leading Securities Broking in Mumbai. As a key member of our audit function, you will play a vital role in ensuring the effectiveness of our internal controls and risk management processes.Key Responsibilities:Plan and execute comprehensive audits across various business areas,...
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Senior Audit Manager for Securities Markets
4 weeks ago
Mumbai, Maharashtra, India Leading Securities Broking Full timeAbout the RoleWe are seeking a seasoned Senior Audit Manager to lead internal audits in our Securities Markets team. As a key member of our audit team, you will be responsible for evaluating the adequacy and effectiveness of internal controls, identifying key risks, and verifying compliance with applicable laws and regulations.Job DescriptionThe successful...
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Senior Internal Auditor
3 days ago
Mumbai, Maharashtra, India Leading Securities Broking Full time**Job Summary:**We are seeking a highly experienced Senior Internal Auditor to join our team in the BFSI division. This role involves leading internal audits, evaluating the effectiveness of internal controls, and ensuring compliance with regulations.About Leading Securities Broking:At Leading Securities Broking, we pride ourselves on providing exceptional...
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Risk Management Specialist
1 month ago
Mumbai, Maharashtra, India Lemonn Full timeAbout UsLemonn is a pioneering stock investing app that makes the experience engaging, informative, and effortless. Our mission is to make investing simple and accessible to everyone, enabling them to own a share of India's growth story.We are a product of PeepalCo, a house of brands committed to Making Money Equal for All. Our online broking services are...
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Senior Financial Analyst
3 weeks ago
Mumbai, Maharashtra, India Coverfox Insurance Broking Pvt Ltd Full timeJob Summary:- We are seeking a highly skilled Chartered Accountant to lead our financial operations team at Coverfox Insurance Broking Pvt Ltd.- As a key member of our leadership team, you will be responsible for overseeing all aspects of financial management, including revenue compliance, risk management, and financial reporting.- You will work closely with...
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Senior Internal Audit Manager for BFSI
3 weeks ago
Mumbai, Maharashtra, India Leading Securities Broking Full timeJob DescriptionLeading Securities Broking is seeking a seasoned Senior Internal Audit Manager to lead our internal audit team. This is an exciting opportunity for a motivated and experienced professional to take on a key role in ensuring the effectiveness of our risk management framework.Job Summary:Lead internal audits as per the annual audit plan,...
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Financial Operations Manager
3 weeks ago
Mumbai, Maharashtra, India Coverfox Insurance Broking Pvt Ltd Full timeAbout This Opportunity:- We're seeking a highly motivated and experienced Chartered Accountant to join our finance team at Coverfox Insurance Broking Pvt Ltd. As a key member of our team, you'll play a critical role in shaping our financial strategy and driving business growth.- With a strong background in finance and accounting, you'll be responsible for...
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Risk Management Expert for Stock Broking
4 weeks ago
Mumbai, Maharashtra, India Lemonn Full timeJob SummaryWe are seeking a highly skilled Risk Management Expert to join our team at Lemonn. As a key member of our stock broking operations, you will be responsible for managing risk and ensuring the smooth functioning of our systems.
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Senior Regulatory Compliance Specialist
6 days ago
Mumbai, Maharashtra, India The Premier Consultants ( Recruitment Company ) Full timeWe are seeking an experienced and skilled Senior Regulatory Compliance Specialist to join our team at The Premier Consultants (Recruitment Company) in Mumbai.This is a fantastic opportunity for you to take on a challenging role that requires a strong background in Retail Broking, Depository operations, Broking Compliance, or Broking DP. If you have a deep...
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Corporate Sales Strategist
4 days ago
Mumbai, Maharashtra, India Howden Broking Full timeJob Title: Corporate Sales StrategistEstimated Salary: ₹1,200,000 - ₹1,800,000 per annum Company OverviewHowden Broking is a leading insurance broking company that prides itself on its commitment to equality, fairness, and respect for all employees, candidates, clients, and business partners.Job DescriptionWe are seeking an experienced Corporate Sales...
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Compliance Director
1 week ago
Mumbai, Maharashtra, India FINVASIA Full timeWe are seeking a highly experienced Compliance Director to lead our compliance function at FINVASIA, a prominent stockbroker.Role OverviewThe Compliance Director will be responsible for ensuring the organization's operations in both the stock broking and commodities sectors fully comply with all applicable regulatory frameworks and industry standards.This...
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Risks and Opportunities Specialist
4 days ago
Mumbai, Maharashtra, India Howden Broking Full timeCompany Overview">Howden Broking is a leading insurance brokerage firm committed to providing exceptional service and expertise to our clients.">About the Role">We are seeking a highly skilled Risks and Opportunities Specialist to join our team. As a key member of our commercial underwriting team, you will be responsible for identifying and mitigating risks,...
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Senior Operations Manager
3 weeks ago
Mumbai, Maharashtra, India Choice TechLab Solutions Pvt Ltd Full timeAbout the Role:This is a senior leadership position responsible for overseeing the operations function of Choice TechLab Solutions Pvt Ltd. The successful candidate will have extensive experience in the broking industry, strong leadership skills, and a deep understanding of financial markets and regulations.What We Offer:A competitive salary range of...
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Internal Auditor Leader for Securities Markets
4 weeks ago
Mumbai, Maharashtra, India Leading Securities Broking Full timeAbout This RoleWe are seeking an experienced Internal Auditor to lead our team in Mumbai. As a key member of our organization, you will be responsible for ensuring the effectiveness and efficiency of our internal controls.With at least 5-6 years of experience in BFSI, you will have a deep understanding of the risks and regulatory requirements for...
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Internal Audit Lead for Securities
3 weeks ago
Mumbai, Maharashtra, India Leading Securities Broking Full timeJob Summary:We are seeking a highly skilled and experienced Internal Audit Lead to join our team at Leading Securities Broking. The successful candidate will lead internal audits as per the annual audit plan, evaluating the adequacy and effectiveness of internal controls relating to risks within business areas and verifying compliance with all applicable...
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Risk Management Expert
3 weeks ago
Mumbai, Maharashtra, India Axis Capital Ltd. Full timeAbout the RoleWe are seeking an experienced Derivatives Trader to join our Institutional Equities Broking team. The successful candidate will be responsible for managing daily trading activities, developing trading strategies, and collaborating with cross-functional teams to enhance trade structures and develop new tools.Manage daily trading activities for...